iShares US Broker-Dealers & Securities Exchanges ETF
35 hedge funds and large institutions have $111M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 2 closing their positions.
600% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 2
58% more capital invested
Capital invested by funds: $70.3M → $111M (+$40.9M)
46% more funds holding
Funds holding: 24 → 35 (+11)
1.97% more ownership
Funds ownership: 49.4% → 51.37% (+2%)
12% less call options, than puts
Call options by funds: $410K | Put options by funds: $468K
36% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Niemann Capital Management
Stateline,
Nevada
|
+$6.02M |
| 2 |
Citigroup
New York
|
+$5.36M |
| 3 |
CCMG
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
+$4.34M |
| 4 |
BAAM
Baker Avenue Asset Management
San Francisco,
California
|
+$2.08M |
| 5 |
FMP
Financial Management Professionals
Austin,
Texas
|
+$1.6M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$1.59M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$1.46M |
| 3 |
MM
Main Management
San Francisco,
California
|
-$855K |
| 4 |
TH
Timber Hill
Greenwich,
Connecticut
|
-$654K |
| 5 |
U
UBS
Zurich,
Switzerland
|
-$620K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Creative Planning
Overland Park,
Kansas
| $129K | +$107K | +3,000 | +860% |
|
27
Envestnet Asset Management
Chicago,
Illinois
| $126K | +$116K | +3,255 | New |
|
|
AIG
28
American International Group
New York
| $50.2K | – | – | – |
|
|
NES
29
New England Securities
New York
| $33K | +$30.2K | +845 | New |
|
30
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| $19K | -$33.9K | -950 | -66% |
|
|
31
Royal Bank of Canada
Toronto,
Ontario, Canada
| $14K | -$1.46M | -40,932 | -99% |
|
32
Ameriprise
Minneapolis,
Minnesota
| $12K | +$10.7K | +300 | New |
|
|
WA
33
WFG Advisors
Dallas,
Texas
| $11K | +$10.2K | +285 | New |
|
|
CCS
34
Crosspoint Capital Strategies
Orinda,
California
| $10K | +$8.93K | +250 | New |
|
|
V
35
Veritable
Wilmington,
Delaware
| $6K | +$5.36K | +150 | New |
|
|
VKH
36
Virtu KCG Holdings
New York
| – | -$304K | -9,306 | Closed |
|
|
GGPS
37
Gary Goldberg Planning Services
Suffern,
New York
| – | -$3K | -100 | Closed |
|
IAI Hedge Fund Activity: Q4 2013 in Review
35 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2013, worth a combined $111M — up 58% from $70.3M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new IAI positions and 2 closed out — a net gain of 12 holders — while 7 added to existing stakes and 11 trimmed.
The largest buyer was Niemann Capital Management, opening a new position worth an estimated $6.02M. The largest seller was Credit Suisse, cutting an estimated $1.59M.
- 35 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2013, up from 24 in Q3 2013.
- Funds reported $111M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2013, up 58% quarter-over-quarter.
- 14 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2013 and 2 closed out, a net change of +12 holders.
- The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2013 was Niemann Capital Management, an estimated $6.02M added.
- The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2013 was Credit Suisse, an estimated $1.59M sold.
Based on aggregated 13F filings for Q4 2013.