HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

77 hedge funds and large institutions have $388M invested in Highland Opportunities and Income Fund in 2019 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 35 increasing their positions, 19 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.68%
Holding in Top 10
11
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+22.22%
% of All Funds
0.24%
New
8
Increased
35
Reduced
19
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$5.14M
2
Invesco
Invesco
Georgia
+$2.72M
3
AC
Antara Capital
New York
+$2.33M
4
AC
Almitas Capital
California
+$2.32M
5
BPCM
Beach Point Capital Management
California
+$2.24M

Top Sellers

1
M
MRCap
New York
-$2.77M
2
Morgan Stanley
Morgan Stanley
New York
-$1.63M
3
VAS
VR Advisory Services
Cayman Islands
-$1.55M
4
ICM
Ionic Capital Management
New York
-$1.19M
5
UCFA
United Capital Financial Advisors
Texas
-$930K
Name Holding Trade Value Shares
Change 		Shares
Change %
M
26
MRCap
New York
$2.77M -$2.77M -200,000 -50%
NRCM
27
Northern Right Capital Management
Connecticut
$2.73M +$1.56M +112,518 +132%
CL
28
CSS LLC
Illinois
$2.71M +$76.3K +5,513 +3%
VAS
29
VR Advisory Services
Cayman Islands
$2.61M -$1.55M -111,808 -37%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$2.26M -$85.7K -6,194 -4%
SPC
31
Sigma Planning Corp
Michigan
$2.1M -$27.5K -1,990 -1%
CC
32
Centiva Capital
New York
$2.04M +$821K +59,290 +67%
OC
33
Oppenheimer & Co
New York
$1.66M +$64.5K +4,657 +4%
JG
34
Jefferies Group
New York
$1.65M -$23.2K -1,677 -1%
CP
35
Camelot Portfolios
Ohio
$1.38M +$97.5K +7,046 +8%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$1.26M +$301K +21,769 +31%
SPIA
37
Steward Partners Investment Advisory
New York
$1.21M +$222K +16,075 +23%
CBFP
38
Cedar Brook Financial Partners
Ohio
$1.19M -$100K -7,242 -8%
PWPS
39
Pinnacle Wealth Planning Services
Ohio
$1.07M -$24.5K -1,773 -2%
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$1.03M +$111K +7,997 +12%
HCMT
41
Highland Capital Management (Texas)
Texas
$900K – – –
SS
42
Sunbelt Securities
Texas
$895K -$464K -33,524 -34%
WAM
43
Weiss Asset Management
Massachusetts
$877K +$877K +63,332 New
BFM
44
Boothbay Fund Management
New York
$764K – – –
MC
45
Matisse Capital
Oregon
$763K +$763K +55,149 New
RJFSA
46
Raymond James Financial Services Advisors
Florida
$709K -$11.1K -800 -2%
CFA
47
Carroll Financial Associates
North Carolina
$540K +$21.8K +1,580 +4%
FAAS
48
First Allied Advisory Services
California
$446K -$24.4K -1,765 -5%
Stifel Financial
49
Stifel Financial
Missouri
$422K +$155K +11,198 +58%
PWAP
50
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$405K – – –
1
2
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