Ladenburg Thalmann Financial Services’s Highland Opportunities and Income Fund HFRO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HFRO Stock Details HFRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$952K	Buy	76,611 +8,523	+13%	+$103K	0.01%	1319
2019 Q3	$910K	Sell	68,088 -6,497	-9%	-$86.8K	0.01%	1315
2019 Q2	$1.03M	Buy	74,585 +7,997	+12%	+$108K	0.01%	1212
2019 Q1	$924K	Buy	66,588 +10,611	+19%	+$145K	0.01%	1240
2018 Q4	$716K	Buy	55,977 +9,953	+22%	+$146K	0.01%	1267
2018 Q3	$710K	Sell	46,024 -26,257	-36%	-$413K	0.01%	1354
2018 Q2	$1.16M	Hold	72,281	–	–	0.01%	987
2018 Q1	$1.16M	Sell	72,281 -1,487	-2%	-$23.5K	0.01%	987
2017 Q4	$1.14M	Buy	+73,768	New	+$1.13M	0.01%	988

Other funds holding HFRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

DKCM

Davidson Kempner Capital Management New York $7.33B AUM 56.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

BCIM

Burford Capital Investment Management Chicago, Illinois $6.17M AUM 38.81% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HFRO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Highland Opportunities and Income Fund (HFRO) stake by 13% in Q4 2019, buying an estimated $103K and bringing the position to 76,611 shares worth $952K. The position accounts for 0.01% of the portfolio, ranked #1319.

Ladenburg Thalmann Financial Services first reported a position in HFRO in Q4 2017 and has held it in 9 quarters since. The position peaked at $1.16M in Q2 2018. 104 funds tracked by Wall St. Rank hold HFRO as of Q4 2019.

Ladenburg Thalmann Financial Services held 76,611 shares of Highland Opportunities and Income Fund worth $952K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 8,523 Highland Opportunities and Income Fund shares in Q4 2019, an estimated $103K.
Highland Opportunities and Income Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1319 holding.
Ladenburg Thalmann Financial Services first reported a position in Highland Opportunities and Income Fund in Q4 2017 and has held it in 9 quarters since.
Ladenburg Thalmann Financial Services's Highland Opportunities and Income Fund position peaked at $1.16M in Q2 2018.
104 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.