Stifel Financial
HFRO

Stifel Financial’s Highland Opportunities and Income Fund HFRO Stock Holding History

Stifel Financial’s Portfolio HFRO Stock Details HFRO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-11,497
Closed -$59.8K – 3584
2025
Q2 		$59.8K Buy
+11,497
New +$58.1K ﹤0.01% 3405
2021
Q4 		– Sell
-12,936
Closed -$139K – 3403
2021
Q3 		$139K Sell
12,936
-64
-0.5% -$685 ﹤0.01% 3199
2021
Q2 		$142K Hold
13,000
– – ﹤0.01% 3197
2021
Q1 		$144K Sell
13,000
-4,642
-26% -$48.8K ﹤0.01% 3085
2020
Q4 		$181K Buy
17,642
+1,042
+6% +$9.26K ﹤0.01% 2843
2020
Q3 		$143K Hold
16,600
– – ﹤0.01% 2690
2020
Q2 		$134K Buy
16,600
+600
+4% +$4.92K ﹤0.01% 2675
2020
Q1 		$139K Buy
16,000
+4,395
+38% +$51.3K ﹤0.01% 2526
2019
Q4 		$143K Sell
11,605
-1,705
-13% -$20.5K ﹤0.01% 2839
2019
Q3 		$178K Sell
13,310
-17,123
-56% -$229K ﹤0.01% 2678
2019
Q2 		$422K Buy
30,433
+11,198
+58% +$151K ﹤0.01% 2295
2019
Q1 		$269K Buy
19,235
+2,589
+16% +$35.4K ﹤0.01% 2424
2018
Q4 		$211K Buy
16,646
+4,013
+32% +$59K ﹤0.01% 2438
2018
Q3 		$195K Buy
12,633
+809
+7% +$12.7K ﹤0.01% 2587
2018
Q2 		$185K Buy
+11,824
New +$188K ﹤0.01% 2566
2018
Q1 		– Sell
-13,613
Closed -$210K – 2734
2017
Q4 		$210K Buy
+13,613
New +$209K ﹤0.01% 2414

Other funds holding HFRO

SCM
Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
NAM
Nexpoint Asset Management Dallas, Texas $1.5B AUM 83.46% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
GWM
Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Stifel Financial's HFRO Position: Q3 2025 in Review

Stifel Financial sold out of Highland Opportunities and Income Fund (HFRO) in Q3 2025, closing a stake of 11,497 shares — an estimated $59.8K sold.

Stifel Financial first reported a position in HFRO in Q4 2017 and held it in 16 quarters. The position peaked at $422K in Q2 2019. 94 funds tracked by Wall St. Rank hold HFRO as of Q3 2025.

  • Stifel Financial reported no remaining Highland Opportunities and Income Fund position as of Q3 2025 after selling out during the quarter.
  • Stifel Financial sold 11,497 Highland Opportunities and Income Fund shares in Q3 2025, an estimated $59.8K.
  • Stifel Financial first reported a position in Highland Opportunities and Income Fund in Q4 2017 and held it in 16 quarters.
  • Stifel Financial's Highland Opportunities and Income Fund position peaked at $422K in Q2 2019.
  • 94 funds tracked by Wall St. Rank held Highland Opportunities and Income Fund as of Q3 2025.

Based on Stifel Financial's 13F filing for Q3 2025, filed 12 Nov 2025.