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HFRO

Highland Opportunities and Income Fund
HFRO

81 hedge funds and large institutions have $416M invested in Highland Opportunities and Income Fund in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 22

10% more capital invested

Capital invested by funds: $377M → $416M (+$39.4M)

0.81% more ownership

Funds ownership: 40.89% → 41.7% (+0.81%)

0% more funds holding

Funds holding: 81 → 81 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

10% less funds holding in top 10

Funds holding in top 10: 10 → 9 (-1)

Holders
81
Holders Change
–
Holders Change %
0%
% of All Funds
1.75%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
12
Increased
27
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$9.31M
2
BPCM
Beach Point Capital Management
California
+$4.65M
3
AC
Antara Capital
New York
+$2.33M
4
RCM
Rivernorth Capital Management
Florida
+$1.79M
5
Morgan Stanley
Morgan Stanley
New York
+$1.45M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$8.16M
2
M
MRCap
New York
-$5.73M
3
ICM
Ionic Capital Management
New York
-$3.06M
4
BI
Bulldog Investors
New Jersey
-$1.58M
5
ASN
Advisory Services Network
Georgia
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAN
26
Cetera Advisor Networks
California
$3.74M +$660K +48,304 +22%
ATPW
27
Ashton Thomas Private Wealth
Arizona
$3.25M +$3.19M +233,709 New
CL
28
CSS LLC
Illinois
$2.65M +$20.5K +1,500 +0.8%
AC
29
Almitas Capital
California
$2.51M -$575K -42,086 -19%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$2.35M +$80.4K +5,884 +4%
SPC
31
Sigma Planning Corp
Michigan
$2.14M -$625K -45,704 -23%
JG
32
Jefferies Group
New York
$1.68M -$14.2K -1,041 -0.9%
OC
33
Oppenheimer & Co
New York
$1.6M +$60.5K +4,428 +4%
SS
34
Sunbelt Securities
Texas
$1.36M -$801K -58,590 -37%
CBFP
35
Cedar Brook Financial Partners
Ohio
$1.29M -$54K -3,949 -4%
CP
36
Camelot Portfolios
Ohio
$1.28M +$1.26M +92,416 New
CC
37
Centiva Capital
New York
$1.23M +$1.21M +88,310 New
NRCM
38
Northern Right Capital Management
Connecticut
$1.18M +$1.16M +85,000 New
PWPS
39
Pinnacle Wealth Planning Services
Ohio
$1.1M – – –
SPIA
40
Steward Partners Investment Advisory
New York
$986K +$20.2K +1,475 +2%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$963K +$346K +25,311 +57%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$924K +$145K +10,611 +19%
HCMT
43
Highland Capital Management (Texas)
Texas
$903K – – –
BFM
44
Boothbay Fund Management
New York
$767K -$167K -12,198 -18%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$722K -$294K -21,487 -29%
CFA
46
Carroll Financial Associates
North Carolina
$520K +$158K +11,591 +45%
FAAS
47
First Allied Advisory Services
California
$472K -$41.7K -3,051 -8%
PWAP
48
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$407K – – –
SI
49
Stephens Inc
Arkansas
$380K – – –
CWS
50
Cypress Wealth Services
California
$365K – – –
1
2
3 4

HFRO Hedge Fund Activity: Q1 2019 in Review

81 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Highland Opportunities and Income Fund (HFRO) for Q1 2019, worth a combined $416M — up 10% from $377M a quarter earlier.

Fund positioning in HFRO was balanced in Q1 2019: 12 funds opened new positions, 12 closed out, 27 added to existing stakes and 22 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $9.31M. The largest seller was LPL Financial, cutting an estimated $8.16M.

  • 81 institutional investors held Highland Opportunities and Income Fund (HFRO) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $416M of Highland Opportunities and Income Fund stock for Q1 2019, up 10% quarter-over-quarter.
  • 12 funds opened new Highland Opportunities and Income Fund positions in Q1 2019 and 12 closed out, a net change of 0 holders.
  • The largest Highland Opportunities and Income Fund buyer in Q1 2019 was Invesco, an estimated $9.31M added.
  • The largest Highland Opportunities and Income Fund seller in Q1 2019 was LPL Financial, an estimated $8.16M sold.

Based on aggregated 13F filings for Q1 2019.