HFRO

Highland Opportunities and Income Fund
HFRO

Overview Fund Activity

81 hedge funds and large institutions have $416M invested in Highland Opportunities and Income Fund in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 27 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
–
Holders Change %
0%
% of All Funds
1.76%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.2%
New
12
Increased
27
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$9.46M
2
BPCM
Beach Point Capital Management
California
+$4.73M
3
AC
Antara Capital
New York
+$2.37M
4
RCM
Rivernorth Capital Management
Florida
+$1.82M
5
Morgan Stanley
Morgan Stanley
New York
+$1.48M

Top Sellers

1
LPL Financial
LPL Financial
California
-$8.29M
2
M
MRCap
New York
-$5.82M
3
ICM
Ionic Capital Management
New York
-$3.11M
4
BI
Bulldog Investors
New Jersey
-$1.58M
5
ASN
Advisory Services Network
Georgia
-$1.36M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
26
Cetera Advisor Networks
California
$3.74M +$671K +48,304 +22%
ATPW
27
Ashton Thomas Private Wealth
Arizona
$3.25M +$3.25M +233,709 New
CL
28
CSS LLC
Illinois
$2.65M +$20.8K +1,500 +0.8%
AC
29
Almitas Capital
California
$2.51M -$585K -42,086 -19%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$2.35M +$81.7K +5,884 +4%
SPC
31
Sigma Planning Corp
Michigan
$2.14M -$635K -45,704 -23%
JG
32
Jefferies Group
New York
$1.68M -$14.5K -1,041 -0.9%
OC
33
Oppenheimer & Co
New York
$1.6M +$61.5K +4,428 +4%
SS
34
Sunbelt Securities
Texas
$1.36M -$814K -58,590 -37%
CBFP
35
Cedar Brook Financial Partners
Ohio
$1.29M -$54.8K -3,949 -4%
CP
36
Camelot Portfolios
Ohio
$1.28M +$1.28M +92,416 New
CC
37
Centiva Capital
New York
$1.23M +$1.23M +88,310 New
NRCM
38
Northern Right Capital Management
Connecticut
$1.18M +$1.18M +85,000 New
PWPS
39
Pinnacle Wealth Planning Services
Ohio
$1.1M – – –
SPIA
40
Steward Partners Investment Advisory
New York
$986K +$20.5K +1,475 +2%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$963K +$351K +25,311 +57%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$924K +$147K +10,611 +19%
HCMT
43
Highland Capital Management (Texas)
Texas
$903K – – –
BFM
44
Boothbay Fund Management
New York
$767K -$169K -12,198 -18%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$722K -$298K -21,487 -29%
CFA
46
Carroll Financial Associates
North Carolina
$520K +$161K +11,591 +45%
FAAS
47
First Allied Advisory Services
California
$472K -$42.3K -3,051 -8%
PWAP
48
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$407K – – –
SI
49
Stephens Inc
Arkansas
$380K – – –
CWS
50
Cypress Wealth Services
California
$365K -$331K – –
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