GDL

GDL Fund
GDL

Overview Fund Activity

40 hedge funds and large institutions have $53.8M invested in GDL Fund in 2020 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+3
Holders Change %
+8.11%
% of All Funds
0.82%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
17
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$1.1M
2
RJA
2
Raymond James & Associates
Florida
$6.64M
3
BI
3
Bulldog Investors
New Jersey
$846K
4
PAS
4
Park Avenue Securities
New York
$570K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$190K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$1.56M
3
RVPG
3
Relative Value Partners Group
$7.7M
4
MC
4
Matisse Capital
Oregon
$2.04M
5
CCP
5
Cardan Capital Partners
Colorado
$457K
Name Holding Trade Value Shares
Change 		Shares
Change %
BFM
26
Boothbay Fund Management
New York
$212K +$82.3K +10,000 +64%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$190K +$190K +23,090 New
PAG
28
Private Advisor Group
New Jersey
$162K – – –
DA
29
Doliver Advisors
Texas
$134K -$68.7K -8,354 -34%
RJT
30
Raymond James Trust
Florida
$133K +$133K +16,134 New
UBS Group
31
UBS Group
Switzerland
$126K -$5.51K -668 -4%
AA
32
AQR Arbitrage
Connecticut
$112K +$112K +13,617 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$107K -$15.2K -1,839 -12%
Goldman Sachs
34
Goldman Sachs
New York
$103K -$18.4K -2,242 -15%
ICMP
35
Integrated Capital Management (Pennsylvania)
Pennsylvania
$90K +$5.26K +642 +6%
Osaic Holdings
36
Osaic Holdings
Arizona
$88K +$1.32K +159 +2%
HKAM
37
Horizon Kinetics Asset Management
New York
$87K -$99.5K -12,121 -53%
TJHA
38
Thomas J. Herzfeld Advisors
Florida
$37K +$523 +64 +1%
MSFP
39
Mark Sheptoff Financial Planning
Connecticut
$8K +$8K +1,000 New
TRCT
40
Tower Research Capital (TRC)
New York
$2K +$2K +190 New
Lazard Asset Management
41
Lazard Asset Management
New York
– -$5.25M -669,152 Closed
AC
42
Almitas Capital
California
– -$86K -11,006 Closed
AIC
43
Ameritas Investment Company
Nebraska
– -$12K -1,580 Closed
TCOV
44
Trust Company of Vermont
Vermont
– -$12K -1,550 Closed
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