GDL

GDL Fund
GDL

Overview Fund Activity

37 hedge funds and large institutions have $59.9M invested in GDL Fund in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
15
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$5.52M
2
MIG
2
Mariner Investment Group
New York
$1.7M
3
MC
3
Matisse Capital
Oregon
$2.93M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.49M
5
MAM
5
Marquette Asset Management
Minnesota
$318K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$1.8M
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
Lazard Asset Management
3
Lazard Asset Management
New York
$5.25M
4
RVPG
4
Relative Value Partners Group
$9.62M
5
PAS
5
Park Avenue Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$154K +$154K +19,623 New
UBS Group
27
UBS Group
Switzerland
$125K +$7.18K +916 +6%
BFM
28
Boothbay Fund Management
New York
$123K +$123K +15,746 New
BI
29
Bulldog Investors
New Jersey
$123K +$123K +15,746 New
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$116K +$1.01K +129 +0.9%
Goldman Sachs
31
Goldman Sachs
New York
$116K +$116K +14,769 New
AC
32
Almitas Capital
California
$86K +$86K +11,006 New
Osaic Holdings
33
Osaic Holdings
Arizona
$83K +$83K +10,475 New
ICMP
34
Integrated Capital Management (Pennsylvania)
Pennsylvania
$81K +$81K +10,343 New
TJHA
35
Thomas J. Herzfeld Advisors
Florida
$35K +$509 +65 +1%
TCOV
36
Trust Company of Vermont
Vermont
$12K – – –
AIC
37
Ameritas Investment Company
Nebraska
$12K +$12K +1,580 New
RCM
38
Rivernorth Capital Management
Florida
– -$761K -81,782 Closed
PAS
39
Park Avenue Securities
New York
– -$407K -43,713 Closed
RTS
40
Round Table Services
New Jersey
– -$206K -22,200 Closed
LCM
41
Landscape Capital Management
New Jersey
– -$180K -19,384 Closed
IAA
42
Independent Advisor Alliance
North Carolina
– -$145K -15,550 Closed
FIA
43
FNY Investment Advisers
New York
– -$54K -5,816 Closed
BBPWM
44
Blue Bell Private Wealth Management
Pennsylvania
– -$32K -3,400 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$7K -702 Closed
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