GDL

GDL Fund

40 hedge funds and large institutions have $66M invested in GDL Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
Holders Change %
0%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
16
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$145K +$145K +15,951 New
Citadel Advisors
27
Citadel Advisors
Florida
$144K +$144K +15,895 New
RJFSA
28
Raymond James Financial Services Advisors
Florida
$98K
DA
29
Doliver Advisors
Texas
$93K -$334K -36,788 -78%
UBS Group
30
UBS Group
Switzerland
$55K +$2.08K +229 +4%
CPIG
31
Chicago Partners Investment Group
Illinois
$46K +$10.2K +1,134 +28%
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$44K +$10.8K +1,200 +33%
TJHA
33
Thomas J. Herzfeld Advisors
Florida
$38K +$419 +46 +1%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$34K -$44K -4,798 -56%
TRCT
35
Tower Research Capital (TRC)
New York
$30K +$27.4K +3,014 +1,039%
TCOV
36
Trust Company of Vermont
Vermont
$14K
QCIG
37
Quad-Cities Investment Group
Iowa
$11K -$11.5K -1,308 -51%
CFA
38
Carroll Financial Associates
North Carolina
$6K
FHB
39
First Hawaiian Bank
Hawaii
$6K +$6K +700 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$2K
BI
41
Bulldog Investors
New Jersey
-$854K -93,002 Closed
Geode Capital Management
42
Geode Capital Management
Massachusetts
-$366K -39,913 Closed
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
-$19K -2,060 Closed
JAM
44
Jolley Asset Management
North Carolina
-$2K -185 Closed
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
-$1K -88 Closed