GDL

GDL Fund
GDL

Overview Fund Activity

42 hedge funds and large institutions have $89.6M invested in GDL Fund in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
15
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$2.88M
2
RJA
2
Raymond James & Associates
Florida
$6.84M
3
GCIA
3
Gabelli & Co Investment Advisers
New York
$14.4M
4
MAM
4
Marquette Asset Management
Minnesota
$323K
5
Bank of America
5
Bank of America
North Carolina
$2.65M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$5.6M
2
RTS
2
Round Table Services
New Jersey
$0
3
OTC
3
Opera Trading Capital
France
$0
4
1CP
4
1607 Capital Partners
Virginia
$624K
5
Lazard Asset Management
5
Lazard Asset Management
New York
$13.3M
Name Market Value Shares Shares
Change 		Shares
Change %
BI
26
Bulldog Investors
New Jersey
$261K 26,554 – –
TC
27
TFS Capital
Pennsylvania
$213K 21,687 -8,900 -29%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$175K 17,800 +4,050 +29%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$165K 16,756 +5,859 +54%
MML Investors Services
30
MML Investors Services
Massachusetts
$164K 16,684 +16,684 New
LPL Financial
31
LPL Financial
California
$134K 13,604 +74 +0.5%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$131K 13,314 -4,526 -25%
CAS
33
Cue Advisory Services
Arizona
$123K 12,535 – –
UBS Group
34
UBS Group
Switzerland
$64K 6,509 -4,279 -40%
JAM
35
Jolley Asset Management
North Carolina
$53K 5,385 -1,435 -21%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$49K 5,000 – –
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$35K 3,569 -2,788 -44%
WA
38
WFG Advisors
Texas
$15K 1,500 -1,000 -40%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$15K 1,479 – –
TCOV
40
Trust Company of Vermont
Vermont
$15K 1,550 – –
IA
41
IFP Advisors
Florida
$12K 1,250 -619 -33%
TRCT
42
Tower Research Capital (TRC)
New York
$1K 132 +132 New
RTS
43
Round Table Services
New Jersey
– – -34,300 Closed
OTC
44
Opera Trading Capital
France
– – -27,740 Closed
AWA
45
Arete Wealth Advisors
Illinois
– – -11,950 Closed
Geode Capital Management
46
Geode Capital Management
Massachusetts
– – -10,342 Closed
BFEC
47
Benjamin F. Edwards & Company
Missouri
– – -600 Closed
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