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First Trust Financials AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Thrivent Financial for Lutherans
101
Thrivent Financial for Lutherans
Minnesota
$30K
SPIA
102
Steward Partners Investment Advisory
New York
$28K +$4.7K +162 +21%
APSP
103
Asset Planning Services (Pennsylvania)
Pennsylvania
$27K +$13.4K +460 +100%
Simplex Trading
104
Simplex Trading
Illinois
$24K +$8.71K +300 +58%
WIM
105
Westside Investment Management
California
$21.8K
SAM
106
Shamrock Asset Management
Texas
$20K -$34.8K -1,197 -63%
NFG
107
Next Financial Group
Texas
$20K
AA
108
AlphaMark Advisors
Kentucky
$18K -$1.16K -40 -6%
NC
109
NewSquare Capital
Pennsylvania
$15K +$14.8K +511 New
AF
110
Allworth Financial
California
$13K
TIM
111
Tortoise Investment Management
New York
$9K
GRP
112
Global Retirement Partners
California
$7K -$15K -515 -67%
FCB
113
First Command Bank
Texas
$7K +$6.68K +230 New
FCFS
114
First Command Financial Services
Texas
$7K +$6.68K +230 New
PMFA
115
Plante Moran Financial Advisors
Michigan
$7K +$7.26K +250 New
BWA
116
BDO Wealth Advisors
Florida
$3K +$784 +27 +37%
LCM
117
Liberty Capital Management
Michigan
$2K
CP
118
Corbenic Partners
Pennsylvania
$1K +$726 +25 New
BRWA
119
B. Riley Wealth Advisors
Florida
-$1.66M -58,049 Closed
CC
120
Cedar Capital
Illinois
-$283K -9,882 Closed
AW
121
ACG Wealth
Georgia
-$246K -8,618 Closed
IFWM
122
Institute for Wealth Management
Colorado
-$232K -8,140 Closed
FIB
123
First Interstate Bank
Montana
-$24K -828 Closed
WEC
124
Winslow Evans & Crocker
Massachusetts
-$9.01K -315 Closed
GI
125
Gradient Investments
Minnesota
-$3K -100 Closed