Institute for Wealth Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Institute for Wealth Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-26,323	Closed	-$671K	–	428
2020 Q2	$671K	Buy	26,323 +3,234	+14%	+$77.6K	0.16%	167
2020 Q1	$488K	Buy	23,089 +568	+3%	+$17K	0.15%	188
2019 Q4	$755K	Buy	22,521 +888	+4%	+$28.9K	0.17%	174
2019 Q3	$688K	Buy	21,633 +705	+3%	+$22.3K	0.17%	174
2019 Q2	$662K	Buy	20,928 +1,171	+6%	+$36.6K	0.15%	210
2019 Q1	$598K	Buy	19,757 +3,399	+21%	+$102K	0.13%	212
2018 Q4	$442K	Buy	16,358 +337	+2%	+$9.95K	0.18%	161
2018 Q3	$513K	Buy	16,021 +599	+4%	+$19.4K	0.17%	161
2018 Q2	$483K	Buy	15,422 +227	+1%	+$7.16K	0.15%	169
2018 Q1	$475K	Buy	15,195 +2,898	+24%	+$91.7K	0.14%	200
2017 Q4	$386K	Buy	+12,297	New	+$377K	0.09%	262
2017 Q3	–	Sell	-8,140	Closed	-$232K	–	296
2017 Q2	$232K	Buy	+8,140	New	+$227K	0.06%	350

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Institute for Wealth Management's FXO Position: Q3 2020 in Review

Institute for Wealth Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q3 2020, closing a stake of 26,323 shares — an estimated $671K sold.

Institute for Wealth Management first reported a position in FXO in Q2 2017 and held it in 12 quarters. The position peaked at $755K in Q4 2019. 110 funds tracked by Wall St. Rank hold FXO as of Q3 2020.

Institute for Wealth Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q3 2020 after selling out during the quarter.
Institute for Wealth Management sold 26,323 First Trust Financials AlphaDEX Fund shares in Q3 2020, an estimated $671K.
Institute for Wealth Management first reported a position in First Trust Financials AlphaDEX Fund in Q2 2017 and held it in 12 quarters.
Institute for Wealth Management's First Trust Financials AlphaDEX Fund position peaked at $755K in Q4 2019.
110 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q3 2020.

Based on Institute for Wealth Management's 13F filing for Q3 2020, filed 3 Nov 2020.