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First Trust Energy AlphaDEX Fund
FXN

147 hedge funds and large institutions have $1.36B invested in First Trust Energy AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 33 funds opening new positions, 69 increasing their positions, 32 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

368% more capital invested

Capital invested by funds: $290M → $1.36B (+$1.07B)

200% more funds holding in top 10

Funds holding in top 10: 2 → 6 (+4)

116% more repeat investments, than reductions

Existing positions increased: 69 | Existing positions reduced: 32

83% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 18

15.42% more ownership

Funds ownership: 67.3% → 82.72% (+15%)

10% more funds holding

Funds holding: 134 → 147 (+13)

Holders
147
Holders Change
+13
Holders Change %
+9.7%
% of All Funds
2.32%
Holding in Top 10
6
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
33
Increased
69
Reduced
32
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
First Trust Advisors
First Trust Advisors
Illinois
+$539M
2
Wells Fargo
Wells Fargo
California
+$50.2M
3
Morgan Stanley
Morgan Stanley
New York
+$46.7M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$34.8M
5
NC
NewSquare Capital
Pennsylvania
+$16.2M

Top Sellers

Rank Fund Capital Flow
1
Rockefeller Capital Management
Rockefeller Capital Management
New York
-$3.87M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.39M
3
CA
Crumly & Associates
Illinois
-$949K
4
Goldman Sachs
Goldman Sachs
New York
-$840K
5
FTUS
Flow Traders U.S.
New York
-$478K
Name Holding Trade Value Shares
Change 		Change in
Stake
SAM
76
Secure Asset Management
Michigan
$701K +$622K +43,998 New
MA
77
Mutual Advisors
Nebraska
$697K +$618K +43,727 New
AC
78
Anson Capital
Georgia
$684K +$329K +23,267 +118%
MWM
79
MinichMacGregor Wealth Management
New York
$679K +$603K +42,624 New
CIBC World Market
80
CIBC World Market
Ontario, Canada
$643K -$72.2K -5,111 -11%
LS
81
Leelyn Smith
Illinois
$624K +$16.1K +1,142 +3%
BRWA
82
B. Riley Wealth Advisors
Florida
$598K +$266K +18,848 +101%
PNC Financial Services Group
83
PNC Financial Services Group
Pennsylvania
$581K +$235K +16,625 +84%
CAN
84
Claraphi Advisory Network
United States
$553K +$491K +34,738 New
SCA
85
Snowden Capital Advisors
New York
$511K +$55.9K +3,958 +14%
1W
86
1776 Wealth
Georgia
$509K -$17K -1,200 -4%
MOS
87
MGO One Seven
Ohio
$509K +$452K +31,955 New
WS
88
Wedbush Securities
California
$460K +$408K +28,869 New
PAG
89
Private Advisory Group
Washington
$432K +$384K +27,141 New
AFM
90
Andesa Financial Management
Pennsylvania
$423K +$375K +26,500 New
CCA
91
Cottonwood Capital Advisors
Utah
$420K -$1.85K -131 -0.5%
HIS
92
Harvest Investment Services
Illinois
$403K +$147K +10,423 +70%
GTAM
93
Global Trust Asset Management
Florida
$403K +$177K +12,535 +98%
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$396K +$131K +9,263 +59%
FPGK
95
Financial Partners Group (Kansas)
Kansas
$377K – – –
AWA
96
Arkadios Wealth Advisors
Georgia
$375K +$333K +23,529 New
SAM
97
SignalPoint Asset Management
Missouri
$374K -$15.7K -1,111 -5%
LFAS
98
Level Four Advisory Services
Texas
$373K -$90K -6,365 -21%
IWM
99
IHT Wealth Management
Illinois
$348K +$163K +11,554 +112%
AWM
100
Axxcess Wealth Management
California
$340K +$76.5K +5,410 +34%
2 3
4
5 6

FXN Hedge Fund Activity: Q1 2022 in Review

147 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2022, worth a combined $1.36B — up 368% from $290M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new FXN positions and 18 closed out — a net gain of 15 holders — while 69 added to existing stakes and 32 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $539M. The largest seller was Rockefeller Capital Management, cutting an estimated $3.87M.

  • 147 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2022, up from 134 in Q4 2021.
  • Funds reported $1.36B of First Trust Energy AlphaDEX Fund stock for Q1 2022, up 368% quarter-over-quarter.
  • 33 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2022 and 18 closed out, a net change of +15 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2022 was First Trust Advisors, an estimated $539M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2022 was Rockefeller Capital Management, an estimated $3.87M sold.

Based on aggregated 13F filings for Q1 2022.