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First Trust Energy AlphaDEX Fund
FXN

73 hedge funds and large institutions have $96.2M invested in First Trust Energy AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 15 increasing their positions, 35 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.45% less ownership

Funds ownership: 55.47% → 51.02% (-4.5%)

13% less funds holding

Funds holding: 84 → 73 (-11)

16% less capital invested

Capital invested by funds: $114M → $96.2M (-$18.3M)

38% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 21

57% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 35

Holders
73
Holders Change
-11
Holders Change %
-13.1%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
15
Reduced
35
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$4.03M
2
WAS
Winch Advisory Services
Wisconsin
+$2.66M
3
RFWA
RPg Family Wealth Advisory
Massachusetts
+$408K
4
ACM
AlphaStar Capital Management
North Carolina
+$180K
5
NA
NewEdge Advisors
Louisiana
+$155K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.66M
2
Bank of America
Bank of America
North Carolina
-$5.13M
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.99M
4
Wells Fargo
Wells Fargo
California
-$2.78M
5
CG
Colony Group
Massachusetts
-$2.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
MWC
76
MBM Wealth Consultants
Missouri
– -$760K -66,023 Closed
PFS
77
Prospera Financial Services
Texas
– -$373K -30,904 Closed
Goldman Sachs
78
Goldman Sachs
New York
– -$327K -28,441 Closed
BRWA
79
B. Riley Wealth Advisors
Florida
– -$249K -21,561 Closed
FAAS
80
First Allied Advisory Services
California
– -$201K -17,197 Closed
DLHL
81
Donald L. Hagan LLC
Florida
– -$150K -13,044 Closed
SB
82
Suntrust Banks
Georgia
– -$135K -11,732 Closed
SCA
83
Snowden Capital Advisors
New York
– -$132K -11,480 Closed
NFG
84
Next Financial Group
Texas
– -$19K -1,675 Closed
DWM
85
Doyle Wealth Management
Florida
– -$17K -1,448 Closed
CA
86
Claro Advisors
Massachusetts
– -$21K -1,200 Closed
PCG
87
Private Capital Group
Connecticut
– -$9K -741 Closed
MWA
88
Meridian Wealth Advisors
Texas
– -$6K -545 Closed
TFA
89
Transamerica Financial Advisors
Florida
– -$6K -466 Closed
MOS
90
MGO One Seven
Ohio
– -$2K -222 Closed
PGA
91
Premia Global Advisors
Florida
– +$411 +32 New
1 2 3
4

FXN Hedge Fund Activity: Q1 2019 in Review

73 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2019, worth a combined $96.2M — down 16% from $114M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of FXN and 13 opened new positions — a net loss of 8 holders — while 35 trimmed existing stakes and 15 added.

The largest buyer was Ameriprise, adding an estimated $4.03M. The largest seller was Morgan Stanley, cutting an estimated $5.66M.

  • 73 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2019, down from 84 in Q4 2018.
  • Funds reported $96.2M of First Trust Energy AlphaDEX Fund stock for Q1 2019, down 16% quarter-over-quarter.
  • 13 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2019 and 21 closed out, a net change of -8 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2019 was Ameriprise, an estimated $4.03M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2019 was Morgan Stanley, an estimated $5.66M sold.

Based on aggregated 13F filings for Q1 2019.