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First Trust Energy AlphaDEX Fund
FXN

154 hedge funds and large institutions have $417M invested in First Trust Energy AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 45 increasing their positions, 58 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 20

24% more capital invested

Capital invested by funds: $338M → $417M (+$79.4M)

6.11% more ownership

Funds ownership: 61.7% → 67.8% (+6.1%)

3% more funds holding

Funds holding: 149 → 154 (+5)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

22% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 58

Holders
154
Holders Change
+5
Holders Change %
+3.36%
% of All Funds
2.44%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
26
Increased
45
Reduced
58
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$20.3M
2
DADC
D.A. Davidson & Co
Montana
+$8.79M
3
VAS
Vestmark Advisory Solutions
Massachusetts
+$6.5M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$6.45M
5
Truist Financial
Truist Financial
North Carolina
+$4.75M

Top Sellers

Rank Fund Capital Flow
1
IAIM
International Assets Investment Management
Florida
-$5.98M
2
Citadel Advisors
Citadel Advisors
Florida
-$3.26M
3
PFG
Prosperity Financial Group
California
-$2.95M
4
TRCT
Tower Research Capital (TRC)
New York
-$2.36M
5
Osaic Holdings
Osaic Holdings
Arizona
-$1.93M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
51
IFP Advisors
Florida
$867K -$440K -25,710 -34%
CAS
52
Coppell Advisory Solutions
Texas
$858K -$1.78M -103,961 -67%
OL
53
Owen LaRue
Kentucky
$827K +$812K +47,500 New
BRWA
54
B. Riley Wealth Advisors
Florida
$793K +$22.1K +1,290 +3%
KNW
55
Kesler Norman & Wride
Utah
$777K – – –
Citigroup
56
Citigroup
New York
$758K -$36.1K -2,109 -5%
OIA
57
OneDigital Investment Advisors
Kansas
$750K -$29.7K -1,735 -4%
Thrivent Financial for Lutherans
58
Thrivent Financial for Lutherans
Minnesota
$711K +$29.9K +1,750 +5%
MML Investors Services
59
MML Investors Services
Massachusetts
$573K -$57.1K -3,340 -9%
SPIA
60
Steward Partners Investment Advisory
New York
$555K +$139K +8,129 +34%
CF
61
Centaurus Financial
California
$531K +$36.1K +2,111 +7%
CA
62
Cetera Advisors
Colorado
$523K +$36.2K +2,116 +8%
Bank of New York Mellon
63
Bank of New York Mellon
New York
$519K -$102K -5,938 -17%
MCM
64
Monument Capital Management
Virginia
$499K +$489K +28,620 New
CFD
65
Creative Financial Designs
Indiana
$455K -$51.2K -2,996 -10%
RFWA
66
RPg Family Wealth Advisory
Massachusetts
$440K +$47.7K +2,788 +12%
GAA
67
Global Assets Advisory
Florida
$407K +$400K +23,360 New
CCA
68
Cottonwood Capital Advisors
Utah
$406K – – –
1W
69
1776 Wealth
Georgia
$400K – – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$399K -$59.3K -3,469 -13%
SAM
71
SignalPoint Asset Management
Missouri
$393K -$4.31K -252 -1%
IAS
72
Insigneo Advisory Services
Florida
$391K -$5.8K -339 -1%
LMKC
73
L.M. Kohn & Company
Ohio
$379K +$372K +21,745 New
Envestnet Portfolio Solutions
74
Envestnet Portfolio Solutions
Illinois
$373K +$366K +21,412 New
IWM
75
Iams Wealth Management
Nebraska
$372K +$365K +21,348 New
1 2
3
4 5

FXN Hedge Fund Activity: Q3 2023 in Review

154 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2023, worth a combined $417M — up 24% from $338M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FXN positions and 20 closed out — a net gain of 6 holders — while 45 added to existing stakes and 58 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $20.3M. The largest seller was International Assets Investment Management, exiting entirely with an estimated $5.98M sold.

  • 154 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2023, up from 149 in Q2 2023.
  • Funds reported $417M of First Trust Energy AlphaDEX Fund stock for Q3 2023, up 24% quarter-over-quarter.
  • 26 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2023 and 20 closed out, a net change of +6 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $20.3M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2023 was International Assets Investment Management, an estimated $5.98M sold.

Based on aggregated 13F filings for Q3 2023.