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First Trust Energy AlphaDEX Fund
FXN

99 hedge funds and large institutions have $188M invested in First Trust Energy AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 31 increasing their positions, 36 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.11% more ownership

Funds ownership: 71.37% → 71.48% (+0.11%)

3% less funds holding

Funds holding: 102 → 99 (-3)

12% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 17

14% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 36

28% less capital invested

Capital invested by funds: $260M → $188M (-$72.2M)

50% less funds holding in top 10

Funds holding in top 10: 6 → 3 (-3)

Holders
99
Holders Change
-3
Holders Change %
-2.94%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-50%
% of All Funds
0.05%
New
15
Increased
31
Reduced
36
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.47M
2
SAM
Synergy Asset Management
Washington
+$4.35M
3
FWA
FOCUS Wealth Advisors
Texas
+$3.07M
4
LPL Financial
LPL Financial
California
+$2.46M
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
+$2.19M

Top Sellers

Rank Fund Capital Flow
1
RWA
Redhawk Wealth Advisors
Minnesota
-$9.63M
2
Morgan Stanley
Morgan Stanley
New York
-$8.78M
3
NA
Navellier & Associates
Nevada
-$8.09M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.07M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$7.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$1.07M +$797K +75,360 +413%
CAN
27
Cetera Advisor Networks
California
$938K +$104K +9,882 +14%
FAIM
28
Financial Advocates Investment Management
Washington
$880K +$129K +12,208 +19%
Truist Financial
29
Truist Financial
North Carolina
$727K -$550K -52,020 -45%
SWM
30
Spire Wealth Management
Virginia
$634K +$128K +12,102 +28%
TCWM
31
Total Clarity Wealth Management
Illinois
$632K -$27.5K -2,603 -5%
Stifel Financial
32
Stifel Financial
Missouri
$613K -$822K -77,741 -59%
CA
33
Cetera Advisors
Colorado
$600K +$5.37K +508 +1%
CIAS
34
Capital Investment Advisory Services
North Carolina
$598K +$1.95K +184 +0.4%
Millennium Management
35
Millennium Management
New York
$511K +$471K +44,500 New
RFWA
36
RPg Family Wealth Advisory
Massachusetts
$508K – – –
IA
37
IFP Advisors
Florida
$481K -$74.4K -7,033 -14%
PFS
38
Prospera Financial Services
Texas
$472K -$45.1K -4,265 -9%
OC
39
Oppenheimer & Co
New York
$447K -$804 -76 -0.2%
CFGS
40
Concourse Financial Group Securities
Alabama
$438K +$98K +9,266 +32%
OIA
41
OneDigital Investment Advisors
Kansas
$417K -$34.6K -3,268 -8%
1W
42
1776 Wealth
Georgia
$392K – – –
SPIA
43
Steward Partners Investment Advisory
New York
$365K -$18.3K -1,731 -5%
LFAS
44
Level Four Advisory Services
Texas
$339K -$125K -11,833 -29%
PAG
45
Private Advisor Group
New Jersey
$327K +$54.1K +5,117 +22%
AFWM
46
AMJ Financial Wealth Management
Virginia
$326K -$123K -11,674 -29%
NA
47
NewEdge Advisors
Louisiana
$320K +$76.3K +7,217 +35%
PA
48
PFG Advisors
Arizona
$302K -$72.4K -6,849 -21%
AWM
49
AE Wealth Management
Kansas
$285K -$385K -36,395 -59%
SAM
50
SignalPoint Asset Management
Missouri
$283K -$21.1K -2,000 -8%
1
2
3 4 5

FXN Hedge Fund Activity: Q3 2021 in Review

99 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2021, worth a combined $188M — down 28% from $260M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FXN and 15 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 31 added.

The largest buyer was Envestnet Asset Management, adding an estimated $5.47M. The largest seller was Redhawk Wealth Advisors, exiting entirely with an estimated $9.63M sold.

  • 99 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2021, down from 102 in Q2 2021.
  • Funds reported $188M of First Trust Energy AlphaDEX Fund stock for Q3 2021, down 28% quarter-over-quarter.
  • 15 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2021 and 17 closed out, a net change of -2 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2021 was Envestnet Asset Management, an estimated $5.47M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2021 was Redhawk Wealth Advisors, an estimated $9.63M sold.

Based on aggregated 13F filings for Q3 2021.