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First Trust Energy AlphaDEX Fund
FXN

102 hedge funds and large institutions have $260M invested in First Trust Energy AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 3 → 6 (+3)

92% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 25

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

26% more capital invested

Capital invested by funds: $207M → $260M (+$52.9M)

4% more funds holding

Funds holding: 98 → 102 (+4)

2.35% more ownership

Funds ownership: 69.02% → 71.37% (+2.3%)

Holders
102
Holders Change
+4
Holders Change %
+4.08%
% of All Funds
1.78%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
17
Increased
48
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$9.35M
2
RWA
Redhawk Wealth Advisors
Minnesota
+$8.98M
3
FMP
Financial Management Professionals
Texas
+$5.41M
4
Wells Fargo
Wells Fargo
California
+$3.27M
5
FEG
Financial Enhancement Group
Indiana
+$3.13M

Top Sellers

Rank Fund Capital Flow
1
IA
IFP Advisors
Florida
-$6.53M
2
Goldman Sachs
Goldman Sachs
New York
-$3.54M
3
SAM
Synergy Asset Management
Washington
-$2.87M
4
CFG
CMC Financial Group
Georgia
-$2.67M
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
Baird Financial Group
26
Baird Financial Group
Wisconsin
$1.97M -$2.31M -216,568 -56%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.65M +$389K +36,540 +34%
Stifel Financial
28
Stifel Financial
Missouri
$1.5M -$314K -29,527 -18%
IAA
29
Independent Advisor Alliance
North Carolina
$1.49M +$649K +60,928 +87%
Truist Financial
30
Truist Financial
North Carolina
$1.32M +$151K +14,210 +14%
Citadel Advisors
31
Citadel Advisors
Florida
$1.19M +$807K +75,807 +263%
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$1.11M +$414K +38,850 +66%
CF
33
Centaurus Financial
California
$902K +$278K +26,123 +49%
CAN
34
Cetera Advisor Networks
California
$819K +$631K +59,314 +475%
FAIM
35
Financial Advocates Investment Management
Washington
$736K -$27K -2,534 -4%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$719K +$671K +63,018 New
AWM
37
AE Wealth Management
Kansas
$699K +$240K +22,548 +58%
TCWM
38
Total Clarity Wealth Management
Illinois
$658K +$564K +52,983 +1,136%
CIAS
39
Capital Investment Advisory Services
North Carolina
$592K +$546K +51,321 +8,455%
CA
40
Cetera Advisors
Colorado
$591K +$113K +10,602 +26%
IA
41
IFP Advisors
Florida
$560K -$6.53M -613,412 -93%
PFS
42
Prospera Financial Services
Texas
$517K +$21.6K +2,033 +5%
RFWA
43
RPg Family Wealth Advisory
Massachusetts
$505K +$471K +44,239 New
SWM
44
Spire Wealth Management
Virginia
$492K +$352K +33,098 +330%
LFAS
45
Level Four Advisory Services
Texas
$472K -$29.3K -2,748 -6%
AFWM
46
AMJ Financial Wealth Management
Virginia
$458K +$8.33K +783 +2%
OIA
47
OneDigital Investment Advisors
Kansas
$452K -$9.86K -926 -2%
OC
48
Oppenheimer & Co
New York
$445K -$30.7K -2,888 -7%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$423K +$20.7K +1,944 +6%
1W
50
1776 Wealth
Georgia
$390K +$10.6K +1,000 +3%
1
2
3 4 5

FXN Hedge Fund Activity: Q2 2021 in Review

102 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2021, worth a combined $260M — up 26% from $207M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXN positions and 12 closed out — a net gain of 5 holders — while 48 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.35M. The largest seller was IFP Advisors, cutting an estimated $6.53M.

  • 102 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2021, up from 98 in Q1 2021.
  • Funds reported $260M of First Trust Energy AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 17 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2021 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $9.35M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2021 was IFP Advisors, an estimated $6.53M sold.

Based on aggregated 13F filings for Q2 2021.