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First Trust Energy AlphaDEX Fund

71 hedge funds and large institutions have $62.4M invested in First Trust Energy AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 17

3% less funds holding

Funds holding: 7371 (-2)

5.88% less ownership

Funds ownership: 51.02%45.14% (-5.9%)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

35% less capital invested

Capital invested by funds: $96.2M → $62.4M (-$33.8M)

Holders
71
Holders Change
-2
Holders Change %
-2.74%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
17
Reduced
25
Closed
17
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$331K -$63.9K -5,296 -16%
AG
27
Advisor Group
Arizona
$330K -$389K -32,200 -53%
SAM
28
SignalPoint Asset Management
Missouri
$303K -$10.6K -881 -3%
DLHL
29
Donald L. Hagan LLC
Florida
$265K +$279K +23,098 New
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$242K -$45.6K -3,779 -15%
JP Morgan Chase
31
JP Morgan Chase
New York
$211K +$226K +18,705 New
ACM
32
AlphaStar Capital Management
North Carolina
$188K +$28.2K +2,335 +17%
Citigroup
33
Citigroup
New York
$155K +$2.33K +193 +1%
CFGS
34
Concourse Financial Group Securities
Alabama
$153K +$45.1K +3,734 +39%
Stifel Financial
35
Stifel Financial
Missouri
$149K -$222K -18,387 -59%
BTS
36
BB&T Securities
Virginia
$145K +$6.79K +563 +5%
RIA
37
Regal Investment Advisors
Michigan
$142K -$73K -6,050 -33%
ASN
38
Advisory Services Network
Georgia
$141K +$108K +8,990 +271%
NA
39
NewEdge Advisors
Louisiana
$140K +$1.59K +132 +1%
SI
40
Stephens Inc
Arkansas
$140K +$8.45K +700 +6%
PAG
41
Private Advisor Group
New Jersey
$121K -$12.1K -1,002 -9%
HighTower Advisors
42
HighTower Advisors
Illinois
$115K -$38.3K -3,178 -24%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$86K -$3.88K -322 -4%
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$80K
Carson Wealth (CWM LLC)
45
Carson Wealth (CWM LLC)
Nebraska
$68K
BFEC
46
Benjamin F. Edwards & Company
Missouri
$57K -$466K -38,639 -89%
RCAG
47
Rehmann Capital Advisory Group
Michigan
$49.5K +$52K +4,308 New
WTC
48
WhitTier Trust Company
Nevada
$46K
FWM
49
Focused Wealth Management
New York
$26K -$1.71K -142 -6%
SPIA
50
Steward Partners Investment Advisory
New York
$25K +$26.4K +2,192 New

FXN Hedge Fund Activity: Q2 2019 in Review

71 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2019, worth a combined $62.4M — down 35% from $96.2M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of FXN and 16 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 17 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.38M. The largest seller was UBS Group, cutting an estimated $9.39M.

  • 71 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2019, down from 73 in Q1 2019.
  • Funds reported $62.4M of First Trust Energy AlphaDEX Fund stock for Q2 2019, down 35% quarter-over-quarter.
  • 16 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2019 and 17 closed out, a net change of -1 holder.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2019 was Citadel Advisors, an estimated $1.38M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2019 was UBS Group, an estimated $9.39M sold.

Based on aggregated 13F filings for Q2 2019.