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First Trust Energy AlphaDEX Fund

82 hedge funds and large institutions have $1.1B invested in First Trust Energy AlphaDEX Fund in 2016 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,052% more capital invested

Capital invested by funds: $95.1M → $1.1B (+$1B)

400% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 8

200% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 9

144.05% more ownership

Funds ownership: 48.52%192.57% (+144%)

64% more funds holding

Funds holding: 5082 (+32)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $141K

Holders
82
Holders Change
+32
Holders Change %
+64%
% of All Funds
2.18%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
40
Increased
27
Reduced
9
Closed
8
Calls
Puts
$141K
Net Calls
-$141K
Net Calls Change
-$141K
Name Holding Trade Value Shares
Change
Change in
Stake
AP
26
Atwood & Palmer
Missouri
$1.45M +$1.3M +102,715 New
Carson Wealth (CWM LLC)
27
Carson Wealth (CWM LLC)
Nebraska
$1.36M +$1.21M +96,075 New
HFS
28
HL Financial Services
Kentucky
$1.3M +$1.17M +92,131 New
DADC
29
D.A. Davidson & Co
Montana
$1.27M +$1.02M +80,577 +864%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$1.23M +$987K +78,074 +846%
IH
31
IFC Holdings
Florida
$1.17M +$1.07M +84,782 New
PAG
32
Private Advisor Group
New Jersey
$1.13M +$877K +69,351 +635%
SFI
33
SPC Financial Inc
Maryland
$1.07M +$961K +76,020 New
VFS
34
VSR Financial Services
Kansas
$1.04M +$931K +73,646 New
RIA
35
Regal Investment Advisors
Michigan
$1.03M -$75.5K -5,972 -8%
MWM
36
MinichMacGregor Wealth Management
New York
$873K +$783K +61,880 New
HCIA
37
Hochman Cole Investment Advisors
Illinois
$865K +$291 +23 +0%
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$836K +$202K +15,979 +37%
Citigroup
39
Citigroup
New York
$830K +$679K +53,691 +1,062%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$793K +$462K +36,523 +186%
SI
41
Stephens Inc
Arkansas
$790K +$708K +55,964 New
JP Morgan Chase
42
JP Morgan Chase
New York
$744K +$667K +52,711 New
SCA
43
Snowden Capital Advisors
New York
$632K +$566K +44,727 New
HI
44
Horizon Investments
North Carolina
$609K +$546K +43,138 New
FFS
45
Founders Financial Securities
Maryland
$604K +$541K +42,810 New
SB
46
Suntrust Banks
Georgia
$583K +$523K +41,372 New
HI
47
Hudock Inc
Pennsylvania
$529K +$475K +37,529 New
VFA
48
Voya Financial Advisors
Connecticut
$505K +$457K +36,173 New
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$464K -$15.1K -1,191 -3%
NA
50
NewEdge Advisors
Louisiana
$452K +$403K +31,878 New

FXN Hedge Fund Activity: Q1 2016 in Review

82 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2016, worth a combined $1.1B — up 1,052% from $95.1M a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new FXN positions and 8 closed out — a net gain of 32 holders — while 27 added to existing stakes and 9 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $591M. The largest seller was Crosspoint Capital Strategies, exiting entirely with an estimated $1.95M sold.

  • 82 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2016, up from 50 in Q4 2015.
  • Funds reported $1.1B of First Trust Energy AlphaDEX Fund stock for Q1 2016, up 1,052% quarter-over-quarter.
  • 40 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2016 and 8 closed out, a net change of +32 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2016 was First Trust Advisors, an estimated $591M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2016 was Crosspoint Capital Strategies, an estimated $1.95M sold.

Based on aggregated 13F filings for Q1 2016.