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First Trust Large Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
201
Jane Street
New York
– -$1.67M -12,693 Closed
GM
202
GeoWealth Management
Illinois
– -$958K -7,293 Closed
VCM
203
Virtue Capital Management
Tennessee
– -$577K -4,390 Closed
EWM
204
EPG Wealth Management
Georgia
– -$472K -3,589 Closed
FAIM
205
Financial Advocates Investment Management
Washington
– -$441K -3,357 Closed
HRT Financial
206
HRT Financial
New York
– -$385K -2,937 Closed
Thrivent Financial for Lutherans
207
Thrivent Financial for Lutherans
Minnesota
– -$386K -2,669 Closed
Atria Wealth Solutions
208
Atria Wealth Solutions
New York
– -$303K -2,304 Closed
RCA
209
Runnymede Capital Advisors
Ohio
– -$131K -1,000 Closed
Fifth Third Bancorp
210
Fifth Third Bancorp
Ohio
– -$62.9K -479 Closed
RMP
211
Richards, Merrill & Peterson
Washington
– -$26.3K -200 Closed
CA
212
Continuum Advisory
Idaho
– -$4.47K -34 Closed