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First Trust Large Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Park Avenue Securities
76
Park Avenue Securities
New York
– -$224K -4,262 Closed
Independent Advisor Alliance
77
Independent Advisor Alliance
North Carolina
– -$212K -4,051 Closed
SEI Investments
78
SEI Investments
Pennsylvania
– -$17K -316 Closed
PS
79
Portfolio Solutions
Michigan
– -$16K -302 Closed
IHT Wealth Management
80
IHT Wealth Management
Illinois
– -$5K -118 Closed