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First Trust Mid Cap Core AlphaDEX Fund

69 hedge funds and large institutions have $522M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

3% more funds holding

Funds holding: 6769 (+2)

2.28% more ownership

Funds ownership: 56.06%58.34% (+2.3%)

3% more capital invested

Capital invested by funds: $507M → $522M (+$15.1M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
69
Holders Change
+2
Holders Change %
+2.99%
% of All Funds
2%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
7
Increased
37
Reduced
15
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
VFS
51
VSR Financial Services
Kansas
$272K -$969K -18,549 -77%
BRWM
52
B. Riley Wealth Management
Tennessee
$238K -$63.2K -1,210 -20%
NFG
53
Next Financial Group
Texas
$202K +$1.67K +32 +0.8%
SF
54
Synovus Financial
Georgia
$180K
WA
55
WFG Advisors
Texas
$126K -$9.09K -174 -6%
Fifth Third Bancorp
56
Fifth Third Bancorp
Ohio
$124K -$10.4K -200 -8%
Creative Planning
57
Creative Planning
Kansas
$56K
MAS
58
Madden Advisory Services
Florida
$42K
Citigroup
59
Citigroup
New York
$38K
WEC
60
Winslow Evans & Crocker
Massachusetts
$30.2K +$52 +1 +0.2%
MFS
61
MSI Financial Services
Massachusetts
$21K
PNC Financial Services Group
62
PNC Financial Services Group
Pennsylvania
$14K
SGC
63
South Georgia Capital
Illinois
$14K
WRM
64
Westport Resources Management
Connecticut
$11K
RIA
65
Regal Investment Advisors
Michigan
$10K
US Bancorp
66
US Bancorp
Minnesota
$4K +$3.97K +76 New
AllianceBernstein
67
AllianceBernstein
Tennessee
$4K +$4.18K +80 New
JFA
68
JNBA Financial Advisors
Minnesota
$2K
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3 +$2.61K +50 New
Jane Street
70
Jane Street
New York
-$2.2M -41,078 Closed
CS
71
Comerica Securities
Michigan
-$442K -8,268 Closed
SI
72
SII Investments
Wisconsin
-$345K -6,483 Closed
BAAM
73
Baker Avenue Asset Management
California
-$289K -5,400 Closed
HH
74
Hilltop Holdings
Texas
-$243K -4,555 Closed

FNX Hedge Fund Activity: Q3 2014 in Review

69 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2014, worth a combined $522M — up 3% from $507M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FNX positions and 5 closed out — a net gain of 2 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.2M. The largest seller was Bank of America, cutting an estimated $2.3M.

  • 69 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2014, up from 67 in Q2 2014.
  • Funds reported $522M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2014, up 3% quarter-over-quarter.
  • 7 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2014 and 5 closed out, a net change of +2 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2014 was Morgan Stanley, an estimated $13.2M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2014 was Bank of America, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2014.