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First Trust Mid Cap Core AlphaDEX Fund

75 hedge funds and large institutions have $478M invested in First Trust Mid Cap Core AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

6% more funds holding

Funds holding: 7175 (+4)

3.95% more ownership

Funds ownership: 52.6%56.56% (+4%)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

10% less capital invested

Capital invested by funds: $534M → $478M (-$56M)

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
75
Holders Change
+4
Holders Change %
+5.63%
% of All Funds
2.09%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
27
Reduced
28
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$2.19M -$1.23M -23,890 -34%
FAAS
27
First Allied Advisory Services
California
$2M -$105K -2,044 -5%
AIG
28
American International Group
New York
$1.84M +$189K +3,684 +11%
VF
29
Virtu Financial
New York
$1.69M +$1.44M +28,033 +400%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$1.55M -$289K -5,625 -15%
JP Morgan Chase
31
JP Morgan Chase
New York
$1.5M -$603K -11,731 -27%
MFS
32
MSI Financial Services
Massachusetts
$1.48M +$1.34M +26,077 +564%
SHA
33
Smith Hayes Advisers
Nebraska
$1.39M -$196K -3,820 -12%
VKH
34
Virtu KCG Holdings
New York
$1.24M +$1.32M +25,672 New
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$1.09M -$30.7K -597 -3%
PNC
36
Park National Corp
Ohio
$1.09M -$5.14K -100 -0.4%
BRWA
37
B. Riley Wealth Advisors
Florida
$894K +$35.5K +690 +4%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$783K +$52.9K +1,030 +7%
CFA
39
Cahill Financial Advisors
Minnesota
$743K -$76.6K -1,491 -9%
VFA
40
Voya Financial Advisors
Connecticut
$732K +$77.3K +1,504 +11%
KA
41
Kovack Advisors
Florida
$685K +$83K +1,615 +13%
BW
42
Bison Wealth
Georgia
$625K +$668K +12,993 New
OC
43
Oppenheimer & Co
New York
$592K -$916K -17,828 -59%
Citigroup
44
Citigroup
New York
$567K +$87.7K +1,707 +17%
SPC
45
Sigma Planning Corp
Michigan
$565K +$320K +6,228 +113%
First Trust Advisors
46
First Trust Advisors
Illinois
$546K
VFS
47
VSR Financial Services
Kansas
$540K -$1.76M -34,258 -75%
CA
48
Cetera Advisors
Colorado
$495K -$2.95M -57,434 -85%
SWP
49
Stratos Wealth Partners
Ohio
$425K +$172K +3,341 +61%
UR
50
USCA RIA
Texas
$384K -$10.3K -200 -2%

FNX Hedge Fund Activity: Q3 2015 in Review

75 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2015, worth a combined $478M — down 10% from $534M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNX positions and 5 closed out — a net gain of 5 holders — while 27 added to existing stakes and 28 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $37.4M. The largest seller was Arrow Investment Advisors, exiting entirely with an estimated $24.7M sold.

  • 75 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2015, up from 71 in Q2 2015.
  • Funds reported $478M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2015, down 10% quarter-over-quarter.
  • 10 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2015 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2015 was Raymond James Financial Services Advisors, an estimated $37.4M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2015 was Arrow Investment Advisors, an estimated $24.7M sold.

Based on aggregated 13F filings for Q3 2015.