Kovack Advisors’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Kovack Advisors’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,356	Closed	-$613K	–	379
2017 Q2	$613K	Buy	10,356 +816	+9%	+$47.8K	0.19%	131
2017 Q1	$558K	Buy	9,540 +5,269	+123%	+$306K	0.22%	112
2016 Q4	$241K	Buy	+4,271	New	+$231K	0.11%	195
2016 Q1	–	Sell	-14,256	Closed	-$685K	–	265
2015 Q4	$685K	Buy	14,256 +3	+0%	+$150	0.45%	60
2015 Q3	$685K	Buy	14,253 +1,615	+13%	+$83K	0.48%	52
2015 Q2	$681K	Buy	12,638 +5,949	+89%	+$327K	0.48%	47
2015 Q1	$365K	Buy	+6,689	New	+$355K	0.31%	86

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Kovack Advisors's FNX Position: Q3 2017 in Review

Kovack Advisors sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q3 2017, closing a stake of 10,356 shares — an estimated $613K sold.

Kovack Advisors first reported a position in FNX in Q1 2015 and held it in 7 quarters. The position peaked at $685K in Q4 2015. 92 funds tracked by Wall St. Rank hold FNX as of Q3 2017.

Kovack Advisors reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q3 2017 after selling out during the quarter.
Kovack Advisors sold 10,356 First Trust Mid Cap Core AlphaDEX Fund shares in Q3 2017, an estimated $613K.
Kovack Advisors first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q1 2015 and held it in 7 quarters.
Kovack Advisors's First Trust Mid Cap Core AlphaDEX Fund position peaked at $685K in Q4 2015.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q3 2017.

Based on Kovack Advisors's 13F filing for Q3 2017, filed 2 Aug 2018.