We are live on ! Find out more
FNX icon

First Trust Mid Cap Core AlphaDEX Fund
FNX

69 hedge funds and large institutions have $454M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

89% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 18

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

0% more funds holding

Funds holding: 69 → 69 (0)

7.29% less ownership

Funds ownership: 58.34% → 51.05% (-7.3%)

13% less capital invested

Capital invested by funds: $522M → $454M (-$67.8M)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
9
Increased
34
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$8.81M
2
LPL Financial
LPL Financial
California
+$5.11M
3
AIM
Astor Investment Management
Illinois
+$4.05M
4
ACM
Aviance Capital Management
Florida
+$1.3M
5
PI
Placemark Investments
Illinois
+$913K

Top Sellers

Rank Fund Capital Flow
1
CM
Churchill Management
California
-$35.8M
2
DWA
Dorsey Wright & Associates
California
-$30.4M
3
AIA
Arrow Investment Advisors
Maryland
-$21.3M
4
RJA
Raymond James & Associates
Florida
-$14.2M
5
ACM
Argentus Capital Management
Texas
-$7.51M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACM
26
Aviance Capital Management
Florida
$1.34M +$1.3M +25,335 New
First Trust Advisors
27
First Trust Advisors
Illinois
$1.22M +$279K +5,442 +31%
OC
28
Oppenheimer & Co
New York
$1.2M -$282K -5,506 -20%
Deutsche Bank
29
Deutsche Bank
Germany
$1.07M -$399K -7,773 -28%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$950K -$371K -7,237 -29%
CFA
31
Cahill Financial Advisors
Minnesota
$910K +$2.1K +41 +0.2%
Goldman Sachs
32
Goldman Sachs
New York
$798K +$274K +5,344 +55%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$725K +$168K +3,276 +31%
ICOA
34
Investment Centers of America
North Dakota
$632K +$37.2K +725 +6%
PNC
35
Park National Corp
Ohio
$544K +$37.2K +725 +8%
UR
36
USCA RIA
Texas
$432K -$2K -39 -0.5%
RJT
37
Raymond James Trust
Florida
$425K -$58.4K -1,139 -12%
NES
38
New England Securities
New York
$419K -$43.5K -848 -10%
TFA
39
Transamerica Financial Advisors
Florida
$415K +$403K +7,851 New
MIAN
40
Mariner Independent Advisor Network
Kansas
$335K +$31.6K +616 +11%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$327K +$16.8K +327 +6%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$310K +$5.39K +105 +2%
SF
43
Synovus Financial
Georgia
$295K +$103K +2,000 +56%
NPC
44
National Planning Corporation
California
$293K -$192K -3,736 -40%
SPC
45
Sigma Planning Corp
Michigan
$290K +$282K +5,490 New
VFS
46
VSR Financial Services
Kansas
$254K -$31.2K -608 -11%
CP
47
Camelot Portfolios
Ohio
$250K +$242K +4,724 New
WA
48
WFG Advisors
Texas
$207K +$72.1K +1,406 +56%
PAG
49
Private Advisor Group
New Jersey
$202K -$842K -16,406 -81%
CPIG
50
Chicago Partners Investment Group
Illinois
$171K +$166K +3,232 New
1
2
3 4

FNX Hedge Fund Activity: Q4 2014 in Review

69 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q4 2014, worth a combined $454M — down 13% from $522M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FNX positions and 8 closed out — a net gain of 1 holder — while 34 added to existing stakes and 18 trimmed.

The largest buyer was Wells Fargo, adding an estimated $8.81M. The largest seller was Churchill Management, exiting entirely with an estimated $35.8M sold.

  • 69 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $454M of First Trust Mid Cap Core AlphaDEX Fund stock for Q4 2014, down 13% quarter-over-quarter.
  • 9 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q4 2014 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q4 2014 was Wells Fargo, an estimated $8.81M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q4 2014 was Churchill Management, an estimated $35.8M sold.

Based on aggregated 13F filings for Q4 2014.