FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

97 hedge funds and large institutions have $120M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 25 reducing their positions, and 5 closing their positions.

Holders
97
Holders Change
+10
Holders Change %
+11.49%
% of All Funds
1.96%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
32
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.62M
2
Ameriprise
2
Ameriprise
Minnesota
$6.1M
3
AAS
3
Avantax Advisory Services
Texas
$523K
4
LPL Financial
4
LPL Financial
California
$5.55M
5
UBS Group
5
UBS Group
Switzerland
$1.6M

Top Sellers

1
AF
1
Affiance Financial
Minnesota
$485K
2
Wells Fargo
2
Wells Fargo
California
$4.63M
3
UCFA
3
United Capital Financial Advisors
Texas
$0
4
AWM
4
AE Wealth Management
Kansas
$0
5
SS
5
Simplicity Solutions
Minnesota
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SPIA
76
Steward Partners Investment Advisory
New York
$32K 1,504 +600 +66%
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$25K 1,200 – –
AF
78
Allworth Financial
California
$21K 1,000 – –
SWM
79
Sugarloaf Wealth Management
Georgia
$13K 642 – –
CFGS
80
Concourse Financial Group Securities
Alabama
$13K 600 – –
SIM
81
Sonora Investment Management
Arizona
$12K 575 – –
Carson Wealth (CWM LLC)
82
Carson Wealth (CWM LLC)
Nebraska
$10K 460 – –
PFS
83
Prospera Financial Services
Texas
$10K 500 +500 New
AA
84
AlphaMark Advisors
Kentucky
$10K 500 +500 New
FHA
85
Flagship Harbor Advisors
Massachusetts
$9K 475 – –
TFM
86
TFC Financial Management
Massachusetts
$8K 361 +361 New
CPW
87
Catalyst Private Wealth
California
$8K 388 +388 New
WC
88
Westwind Capital
New Mexico
$7K 326 -74 -19%
AA
89
Ancora Advisors
Ohio
$7K 343 +343 New
Barclays
90
Barclays
United Kingdom
$6K 306 +306 New
S
91
SignatureFD
Georgia
$5K 235 – –
WT
92
Whittier Trust
California
$5K 248 – –
BFEC
93
Benjamin F. Edwards & Company
Missouri
$5K 250 +250 New
TH
94
TCTC Holdings
Texas
$4K 200 – –
KFS
95
Kelly Financial Services
Massachusetts
$3.19K 152 +3 +2%
ASN
96
Advisory Services Network
Georgia
$2K 100 +100 New
FCA
97
FinTrust Capital Advisors
South Carolina
$58 2,758 – –
UCFA
98
United Capital Financial Advisors
Texas
– – -69,427 Closed
AWM
99
AE Wealth Management
Kansas
– – -60,069 Closed
SS
100
Simplicity Solutions
Minnesota
– – -44,980 Closed
1 2 3
4
5