Sonora Investment Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Sonora Investment Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	$13K	Hold	575	–	–	﹤0.01%	729
2021 Q2	$13K	Hold	575	–	–	﹤0.01%	666
2021 Q1	$13K	Hold	575	–	–	﹤0.01%	1134
2020 Q4	$13K	Hold	575	–	–	﹤0.01%	1072
2020 Q3	$12K	Hold	575	–	–	﹤0.01%	1092
2020 Q2	$12K	Buy	+575	New	+$11K	﹤0.01%	981

Other funds holding FFC

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Sonora Investment Management's FFC Position: Q3 2021 in Review

Sonora Investment Management held its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) position steady in Q3 2021 at 575 shares worth $13K. The position accounts for ﹤0.01% of the portfolio, ranked #729.

Sonora Investment Management first reported a position in FFC in Q2 2020 and has held it in 6 quarters since. 105 funds tracked by Wall St. Rank hold FFC as of Q3 2021.

Sonora Investment Management held 575 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $13K as of Q3 2021.
Sonora Investment Management left its Flaherty & Crumrine Preferred and Income Securities Fund share count unchanged in Q3 2021.
Flaherty & Crumrine Preferred and Income Securities Fund made up ﹤0.01% of Sonora Investment Management's portfolio in Q3 2021, its #729 holding.
Sonora Investment Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2020 and has held it in 6 quarters since.
105 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2021.

Based on Sonora Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.