FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

105 hedge funds and large institutions have $136M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 35 increasing their positions, 28 reducing their positions, and 5 closing their positions.

Holders
105
Holders Change
+12
Holders Change %
+12.9%
% of All Funds
2.07%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
20
Increased
35
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$1.58M
2
LPL Financial
2
LPL Financial
California
$4.12M
3
DADC
3
D.A. Davidson & Co
Montana
$910K
4
AG
4
Advisor Group
Arizona
$2.29M
5
FIA
5
Foundations Investment Advisors
Arizona
$592K

Top Sellers

1
Cohen & Steers
1
Cohen & Steers
New York
$4.57M
2
BCA
2
Bay Colony Advisors
Massachusetts
$447K
3
Invesco
3
Invesco
Georgia
$6.94M
4
JG
4
Jefferies Group
New York
$975K
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.3M
Name Market Value Shares Shares
Change 		Shares
Change %
BCA
51
Bay Colony Advisors
Massachusetts
$447K 19,980 -33,875 -63%
DC
52
Davenport & Co
Virginia
$444K 20,478 – –
NP
53
NorthRock Partners
Minnesota
$434K 20,009 +20,009 New
EWM
54
EPG Wealth Management
Georgia
$426K 19,653 +19,653 New
GWM
55
Geneos Wealth Management
Colorado
$378K 17,533 -486 -3%
CF
56
Centaurus Financial
California
$374K 17,233 +57 +0.3%
AWM
57
Aevitas Wealth Management
Massachusetts
$350K 16,147 +75 +0.5%
HCM
58
Hollencrest Capital Management
California
$348K 16,060 – –
Creative Planning
59
Creative Planning
Kansas
$342K 15,749 +1,134 +8%
US Bancorp
60
US Bancorp
Minnesota
$337K 15,518 – –
CSPIA
61
Cary Street Partners Investment Advisory
Virginia
$330K 15,215 +15,215 New
SPC
62
Sigma Planning Corp
Michigan
$291K 13,417 +952 +8%
CAN
63
Claraphi Advisory Network
United States
$289K 13,342 – –
SF
64
Synovus Financial
Georgia
$285K 13,164 +112 +0.9%
FFA
65
First Foundation Advisors
California
$269K 12,397 -921 -7%
AW
66
ACG Wealth
Georgia
$262K 12,100 -16,787 -58%
AIP
67
Ahrens Investment Partners
Louisiana
$254K 11,700 -500 -4%
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
$252K 11,602 +11,602 New
FAAS
69
First Allied Advisory Services
California
$249K 11,567 -1,436 -11%
SIA
70
Sit Investment Associates
Minnesota
$239K 11,000 – –
AAS
71
Avantax Advisory Services
Texas
$227K 10,502 +10,502 New
SCA
72
Sage Capital Advisors
South Dakota
$219K 10,111 +25 +0.2%
Baird Financial Group
73
Baird Financial Group
Wisconsin
$211K 9,748 +1 +0%
MML Investors Services
74
MML Investors Services
Massachusetts
$202K 9,311 +9,311 New
APA
75
American Portfolios Advisors
New York
$138K 6,368 -661 -9%
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3
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