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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

106 hedge funds and large institutions have $136M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 28 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 5

25% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 28

14% more funds holding

Funds holding: 93 → 106 (+13)

8% more capital invested

Capital invested by funds: $126M → $136M (+$9.64M)

0.55% more ownership

Funds ownership: 13.66% → 14.2% (+0.55%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
106
Holders Change
+13
Holders Change %
+13.98%
% of All Funds
2.09%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
21
Increased
35
Reduced
28
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$1.56M
2
LPL Financial
LPL Financial
California
+$1.34M
3
DADC
D.A. Davidson & Co
Montana
+$897K
4
AG
Advisor Group
Arizona
+$704K
5
FIA
Foundations Investment Advisors
Arizona
+$581K

Top Sellers

1
Cohen & Steers
Cohen & Steers
New York
-$1.64M
2
BCA
Bay Colony Advisors
Massachusetts
-$724K
3
Invesco
Invesco
Georgia
-$660K
4
JG
Jefferies Group
New York
-$541K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$419K
Name Holding Trade Value Shares
Change 		Change in
Stake
BCA
51
Bay Colony Advisors
Massachusetts
$447K -$724K -33,875 -63%
DC
52
Davenport & Co
Virginia
$444K – – –
NP
53
NorthRock Partners
Minnesota
$434K +$428K +20,009 New
EWM
54
EPG Wealth Management
Georgia
$426K +$420K +19,653 New
GWM
55
Geneos Wealth Management
Colorado
$378K -$10.4K -486 -3%
CF
56
Centaurus Financial
California
$374K +$1.22K +57 +0.3%
AWM
57
Aevitas Wealth Management
Massachusetts
$350K +$1.6K +75 +0.5%
HCM
58
Hollencrest Capital Management
California
$348K – – –
Creative Planning
59
Creative Planning
Kansas
$342K +$24.3K +1,134 +8%
US Bancorp
60
US Bancorp
Minnesota
$337K – – –
CSPIA
61
Cary Street Partners Investment Advisory
Virginia
$330K +$325K +15,215 New
SPC
62
Sigma Planning Corp
Michigan
$291K +$20.4K +952 +8%
CAN
63
Claraphi Advisory Network
United States
$289K – – –
SF
64
Synovus Financial
Georgia
$285K +$2.4K +112 +0.9%
FFA
65
First Foundation Advisors
California
$269K -$19.7K -921 -7%
AW
66
ACG Wealth
Georgia
$262K -$359K -16,787 -58%
AIP
67
Ahrens Investment Partners
Louisiana
$254K -$10.7K -500 -4%
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
$252K +$248K +11,602 New
FAAS
69
First Allied Advisory Services
California
$249K -$30.7K -1,436 -11%
SIA
70
Sit Investment Associates
Minnesota
$239K – – –
AAS
71
Avantax Advisory Services
Texas
$227K +$225K +10,502 New
SCA
72
Sage Capital Advisors
South Dakota
$219K +$535 +25 +0.2%
Baird Financial Group
73
Baird Financial Group
Wisconsin
$211K +$21 +1 +0%
MML Investors Services
74
MML Investors Services
Massachusetts
$202K +$199K +9,311 New
APA
75
American Portfolios Advisors
New York
$138K -$14.1K -661 -9%
1 2
3
4 5

FFC Hedge Fund Activity: Q4 2019 in Review

106 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2019, worth a combined $136M — up 7.6% from $126M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FFC positions and 5 closed out — a net gain of 16 holders — while 35 added to existing stakes and 28 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $1.56M. The largest seller was Cohen & Steers, cutting an estimated $1.64M.

  • 106 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2019, up from 93 in Q3 2019.
  • Funds reported $136M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2019, up 7.6% quarter-over-quarter.
  • 21 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2019 and 5 closed out, a net change of +16 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2019 was Truist Financial, an estimated $1.56M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2019 was Cohen & Steers, an estimated $1.64M sold.

Based on aggregated 13F filings for Q4 2019.