FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $126M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
36
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$8.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.42M
4
LPL Financial
4
LPL Financial
California
$2.66M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.64M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$487K
2
Cohen & Steers
2
Cohen & Steers
New York
$6.02M
3
Invesco
3
Invesco
Georgia
$7.35M
4
Ameriprise
4
Ameriprise
Minnesota
$4.24M
5
AFA
5
American Financial Advisors
Georgia
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
HCM
51
Hollencrest Capital Management
California
$336K 16,060 – –
US Bancorp
52
US Bancorp
Minnesota
$325K 15,518 – –
Creative Planning
53
Creative Planning
Kansas
$306K 14,615 +414 +3%
SS
54
Simplicity Solutions
Minnesota
$298K 14,206 +14,206 New
ACM
55
Arlington Capital Management
Illinois
$294K 14,027 -2,244 -14%
CAN
56
Claraphi Advisory Network
United States
$280K 13,342 -950 -7%
FFA
57
First Foundation Advisors
California
$279K 13,318 -39,942 -75%
SF
58
Synovus Financial
Georgia
$274K 13,052 +11,755 +906%
FAAS
59
First Allied Advisory Services
California
$273K 13,003 +906 +7%
SPC
60
Sigma Planning Corp
Michigan
$261K 12,465 -246 -2%
AIP
61
Ahrens Investment Partners
Louisiana
$256K 12,200 +1,500 +14%
GC
62
Guggenheim Capital
Illinois
$250K 11,912 -788 -6%
SIA
63
Sit Investment Associates
Minnesota
$230K 11,000 – –
LSA
64
L & S Advisors
California
$214K 10,200 +10,200 New
SCA
65
Sage Capital Advisors
South Dakota
$211K 10,086 -755 -7%
Baird Financial Group
66
Baird Financial Group
Wisconsin
$204K 9,747 +9,747 New
APA
67
American Portfolios Advisors
New York
$147K 7,029 +117 +2%
MWC
68
MBM Wealth Consultants
Missouri
$126K 6,000 – –
RCM
69
Robinson Capital Management
Michigan
$120K 5,770 +5,770 New
PFGIA
70
Patriot Financial Group Insurance Agency
Massachusetts
$103K 4,930 – –
CAC
71
Certified Advisory Corp
Florida
$101K 4,835 +43 +0.9%
FHA
72
Flagship Harbor Advisors
Massachusetts
$64K 3,075 -375 -11%
MAM
73
Marquette Asset Management
Minnesota
$64K 3,036 – –
FCA
74
FinTrust Capital Advisors
South Carolina
$58K 2,758 +144 +6%
LC
75
Lindbrook Capital
California
$54K 2,600 – –
1 2
3
4 5