FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

96 hedge funds and large institutions have $116M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 5 closing their positions.

Holders
96
Holders Change
+8
Holders Change %
+9.09%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
29
Reduced
30
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECA
1
Elevated Capital Advisors
Utah
$2.39M
2
Mercer Global Advisors
2
Mercer Global Advisors
Colorado
$1.38M
3
Ameriprise
3
Ameriprise
Minnesota
$3.65M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.9M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$950K

Top Sellers

1
AFA
1
American Financial Advisors
Georgia
$3.25M
2
SIA
2
Sit Investment Associates
Minnesota
$2.42M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.56M
4
FFA
4
First Foundation Advisors
California
$983K
5
Bank of America
5
Bank of America
North Carolina
$10.1M
Name Market Value Shares Shares
Change 		Shares
Change %
HCM
51
Hollencrest Capital Management
California
$304K 16,060 – –
Creative Planning
52
Creative Planning
Kansas
$293K 15,502 -1,074 -6%
US Bancorp
53
US Bancorp
Minnesota
$293K 15,518 – –
CAN
54
Claraphi Advisory Network
United States
$252K 13,342 -300 -2%
FAAS
55
First Allied Advisory Services
California
$251K 13,339 -450 -3%
GC
56
Guggenheim Capital
Illinois
$245K 12,971 +1,507 +13%
AIP
57
Ahrens Investment Partners
Louisiana
$202K 10,700 +10,700 New
Thrivent Financial for Lutherans
58
Thrivent Financial for Lutherans
Minnesota
$201K 10,638 +10,638 New
CWA
59
Clarus Wealth Advisors
Arizona
$199K 10,511 -2,567 -20%
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$194K 10,252 +10,252 New
HKAM
61
Horizon Kinetics Asset Management
New York
$194K 10,279 +10,279 New
APA
62
American Portfolios Advisors
New York
$130K 6,894 +3,146 +84%
MWC
63
MBM Wealth Consultants
Missouri
$113K 6,000 – –
CAC
64
Certified Advisory Corp
Florida
$90K 4,748 +39 +0.8%
PFGIA
65
Patriot Financial Group Insurance Agency
Massachusetts
$84K 4,430 -170 -4%
FHA
66
Flagship Harbor Advisors
Massachusetts
$75K 4,000 – –
MAM
67
Marquette Asset Management
Minnesota
$57K 3,036 +3,036 New
FCA
68
FinTrust Capital Advisors
South Carolina
$49K 2,614 – –
LC
69
Lindbrook Capital
California
$49K 2,600 – –
FHB
70
First Hawaiian Bank
Hawaii
$48K 2,515 -11,500 -82%
AF
71
Advisornet Financial
Minnesota
$48K 2,514 +1,000 +66%
NSIM
72
North Star Investment Management
Illinois
$40K 2,098 – –
CFB
73
Cullen/Frost Bankers
Texas
$32K 1,685 +1,685 New
WC
74
Westwind Capital
New Mexico
$31K 1,624 -1,450 -47%
CFGS
75
Concourse Financial Group Securities
Alabama
$29K 1,540 +440 +40%
1 2
3
4 5