FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

74 hedge funds and large institutions have $110M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
74
Holders Change
-5
Holders Change %
-6.33%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
30
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.27M
2
Invesco
2
Invesco
Georgia
$7.63M
3
AF
3
Affiance Financial
Minnesota
$6.23M
4
Cohen & Steers
4
Cohen & Steers
New York
$3.48M
5
Wells Fargo
5
Wells Fargo
California
$5.92M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
LPL Financial
2
LPL Financial
California
$2.69M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.65M
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
COLIM
5
City of London Investment Management
United Kingdom
$648K
Name Market Value Shares Shares
Change 		Shares
Change %
IA
51
IFP Advisors
Florida
$126K 6,649 -498 -7%
JCM
52
Jacobi Capital Management
Pennsylvania
$112K 5,927 -1,783 -23%
APA
53
American Portfolios Advisors
New York
$107K 5,638 +18 +0.3%
MCM
54
Mainstay Capital Management
Michigan
$66K 3,500 – –
WC
55
Westwind Capital
New Mexico
$58K 3,074 – –
RFC
56
Regions Financial Corp
Alabama
$55K 2,881 +2,881 New
WTB
57
Washington Trust Bank
Washington
$42K 2,234 – –
NSIM
58
North Star Investment Management
Illinois
$40K 2,098 – –
TA
59
Townsend & Associates
Colorado
$38K 2,000 – –
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$31K 1,662 -5,163 -76%
AF
61
Advisornet Financial
Minnesota
$29K 1,514 +414 +38%
CFA
62
Carroll Financial Associates
North Carolina
$28K 1,485 – –
SF
63
Synovus Financial
Georgia
$25K 1,297 – –
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$23K 1,200 – –
PCG
65
Private Capital Group
Connecticut
$19K 1,044 – –
SPIA
66
Steward Partners Investment Advisory
New York
$17K 904 – –
LA
67
Legacy Advisors
Pennsylvania
$13K 700 – –
GCM
68
Gables Capital Management
Florida
$11K 600 +600 New
Manulife (Manufacturers Life Insurance)
69
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$9K 500 -500 -50%
AF
70
Allworth Financial
California
$9K 500 +500 New
AWM
71
Avior Wealth Management
Nebraska
$8K 414 – –
WT
72
Whittier Trust
California
$5K 248 -248 -50%
OSNBOA
73
Old Second National Bank of Aurora
Illinois
$3K 150 – –
LC
74
Landaas & Company
Wisconsin
$2K 116 +116 New
WAM
75
Wolverine Asset Management
Illinois
– – -156,116 Closed
1 2
3
4