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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

118 hedge funds and large institutions have $156M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2024 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 39 increasing their positions, 31 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

26% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 31

7% more funds holding

Funds holding: 110 → 118 (+8)

7% more capital invested

Capital invested by funds: $146M → $156M (+$10.6M)

1.87% more ownership

Funds ownership: 19.07% → 20.93% (+1.9%)

Holders
118
Holders Change
+8
Holders Change %
+7.27%
% of All Funds
1.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
39
Reduced
31
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$9.03M
2
SIA
Sit Investment Associates
Minnesota
+$4.38M
3
1CP
1607 Capital Partners
Virginia
+$3.66M
4
TJHA
Thomas J. Herzfeld Advisors
Florida
+$2.22M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.94M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$4.84M
2
IAIM
International Assets Investment Management
Florida
-$4.42M
3
MP
Mangrove Partners
Connecticut
-$3.83M
4
AA
AQR Arbitrage
Connecticut
-$2.28M
5
SWA
Strategies Wealth Advisors
Michigan
-$973K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$1.75M +$439K +27,543 +32%
UBS Group
27
UBS Group
Switzerland
$1.63M +$11.4K +714 +0.7%
SAM
28
Smith Asset Management
Florida
$1.44M +$1.69M +106,081 New
MCIA
29
Mountain Capital Investment Advisors
Colorado
$1.41M +$2.27K +142 +0.2%
PAS
30
Park Avenue Securities
New York
$1.4M +$64.2K +4,022 +5%
Focus Partners Wealth
31
Focus Partners Wealth
Massachusetts
$1.39M -$4.91K -308 -0.3%
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.37M -$20.3K -1,275 -1%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.12M -$97.1K -6,089 -8%
RCM
34
Rivernorth Capital Management
Florida
$1.1M +$1.13M +70,942 New
NWMP
35
Noble Wealth Management PBC
Colorado
$1.1M +$1.13M +70,850 New
Mercer Global Advisors
36
Mercer Global Advisors
Colorado
$1.07M +$903K +56,600 +467%
AFG
37
Atomi Financial Group
New York
$1.03M +$608K +38,125 +137%
BA
38
Bard Associates
Illinois
$991K – – –
GC
39
Guggenheim Capital
Illinois
$985K +$228K +14,309 +29%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$886K -$336K -21,095 -27%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$868K – – –
Thrivent Financial for Lutherans
42
Thrivent Financial for Lutherans
Minnesota
$849K +$36.2K +2,270 +4%
EAM
43
Everstar Asset Management
North Carolina
$818K -$70.2K -4,400 -8%
Wealth Enhancement Advisory Services
44
Wealth Enhancement Advisory Services
Minnesota
$798K -$293K -18,380 -26%
CL
45
Choreo LLC
Illinois
$794K +$395K +24,786 +94%
Lido Advisors
46
Lido Advisors
California
$728K – – –
CPRC
47
Consolidated Portfolio Review Corp
New York
$636K -$96.7K -6,059 -13%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$619K +$636K +39,851 New
WWM
49
Western Wealth Management
Colorado
$613K -$25.3K -1,589 -4%
Millennium Management
50
Millennium Management
New York
$609K -$760K -47,618 -55%
1
2
3 4 5

FFC Hedge Fund Activity: Q4 2024 in Review

118 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2024, worth a combined $156M — up 7.3% from $146M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FFC positions and 8 closed out — a net gain of 11 holders — while 39 added to existing stakes and 31 trimmed.

The largest buyer was Wells Fargo, adding an estimated $9.03M. The largest seller was Morgan Stanley, cutting an estimated $4.84M.

  • 118 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2024, up from 110 in Q3 2024.
  • Funds reported $156M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2024, up 7.3% quarter-over-quarter.
  • 19 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2024 and 8 closed out, a net change of +11 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2024 was Wells Fargo, an estimated $9.03M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2024 was Morgan Stanley, an estimated $4.84M sold.

Based on aggregated 13F filings for Q4 2024.