RCM
FFC

Rivernorth Capital Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Rivernorth Capital Management’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q2 		– Sell
-21,615
Closed -$344K – 365
2025
Q1 		$344K Sell
21,615
-49,327
-70% -$787K 0.02% 202
2024
Q4 		$1.1M Buy
+70,942
New +$1.13M 0.05% 184

Other funds holding FFC

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
BA
Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Rivernorth Capital Management's FFC Position: Q2 2025 in Review

Rivernorth Capital Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q2 2025, closing a stake of 21,615 shares — an estimated $344K sold.

Rivernorth Capital Management first reported a position in FFC in Q4 2024 and held it in 2 quarters. The position peaked at $1.1M in Q4 2024. 112 funds tracked by Wall St. Rank hold FFC as of Q2 2025.

  • Rivernorth Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q2 2025 after selling out during the quarter.
  • Rivernorth Capital Management sold 21,615 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2025, an estimated $344K.
  • Rivernorth Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2024 and held it in 2 quarters.
  • Rivernorth Capital Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $1.1M in Q4 2024.
  • 112 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2025.

Based on Rivernorth Capital Management's 13F filing for Q2 2025, filed 14 Aug 2025.