FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

96 hedge funds and large institutions have $116M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 5 closing their positions.

Holders
96
Holders Change
+8
Holders Change %
+9.09%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
29
Reduced
30
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECA
1
Elevated Capital Advisors
Utah
$2.39M
2
Mercer Global Advisors
2
Mercer Global Advisors
Colorado
$1.38M
3
Ameriprise
3
Ameriprise
Minnesota
$3.65M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.9M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$950K

Top Sellers

1
AFA
1
American Financial Advisors
Georgia
$3.25M
2
SIA
2
Sit Investment Associates
Minnesota
$2.42M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.56M
4
FFA
4
First Foundation Advisors
California
$983K
5
Bank of America
5
Bank of America
North Carolina
$10.1M
Name Market Value Shares Shares
Change 		Shares
Change %
FFA
26
First Foundation Advisors
California
$983K 51,977 -51,400 -50%
ARG
27
Advisory Resource Group
Oklahoma
$965K 49,328 +1,510 +3%
BAM
28
Bruderman Asset Management
New York
$965K 51,044 +3,641 +8%
Stifel Financial
29
Stifel Financial
Missouri
$960K 50,578 -3,771 -7%
HighTower Advisors
30
HighTower Advisors
Illinois
$950K 50,082 +22,994 +85%
RJA
31
Raymond James & Associates
Florida
$822K 43,489 -1,252 -3%
BTS
32
BB&T Securities
Virginia
$819K 43,314 -1,447 -3%
BCA
33
Bay Colony Advisors
Massachusetts
$769K 40,750 -150 -0.4%
SFS
34
Sowell Financial Services
Arkansas
$677K 35,788 +226 +0.6%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$668K 35,309 -2,058 -6%
MAFM
36
Mid Atlantic Financial Management
Pennsylvania
$639K 33,800 -600 -2%
TIA
37
Tiemann Investment Advisors
California
$549K 29,025 +725 +3%
PAG
38
Private Advisor Group
New Jersey
$530K 28,007 -1,084 -4%
BA
39
Bard Associates
Illinois
$515K 27,225 -300 -1%
AWM
40
Aevitas Wealth Management
Massachusetts
$508K 26,906 -3,166 -11%
SPC
41
Sigma Planning Corp
Michigan
$465K 24,603 -13,146 -35%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$451K 23,841 +1,317 +6%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$439K 23,200 +2,800 +14%
OC
44
Oppenheimer & Co
New York
$412K 21,793 -1,000 -4%
WS
45
Wedbush Securities
California
$371K 19,619 +2,283 +13%
DC
46
Davenport & Co
Virginia
$368K 19,478 – –
GWM
47
Geneos Wealth Management
Colorado
$355K 18,807 +568 +3%
Fiera Capital (Canada)
48
Fiera Capital (Canada)
Quebec, Canada
$322K 17,039 -2,227 -12%
ACM
49
Arlington Capital Management
Illinois
$316K 16,693 +16,693 New
BAM
50
Belpointe Asset Management
Nevada
$315K 16,646 +2,328 +16%
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