FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

73 hedge funds and large institutions have $104M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 23 increasing their positions, 22 reducing their positions, and 6 closing their positions.

Holders
73
Holders Change
-4
Holders Change %
-5.19%
% of All Funds
1.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
23
Reduced
22
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAG
1
Private Advisor Group
New Jersey
$1.75M
2
LPL Financial
2
LPL Financial
California
$9.51M
3
HighTower Advisors
3
HighTower Advisors
Illinois
$885K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.61M
5
RJA
5
Raymond James & Associates
Florida
$693K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.19M
2
Invesco
2
Invesco
Georgia
$4.16M
3
GC
3
Guggenheim Capital
Illinois
$1.74M
4
UBS Group
4
UBS Group
Switzerland
$2.58M
5
NL
5
NWAM LLC
Washington
$3.62M
Name Market Value Shares Shares
Change 		Shares
Change %
TIA
26
Tiemann Investment Advisors
California
$914K 44,935 – –
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$891K 43,775 +5,967 +16%
HighTower Advisors
28
HighTower Advisors
Illinois
$885K 43,527 +30,800 +242%
BA
29
Bard Associates
Illinois
$744K 36,550 -400 -1%
RJA
30
Raymond James & Associates
Florida
$693K 34,061 +16,993 +100%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$571K 28,067 +1,150 +4%
WA1
32
Wimmer Associates 1
California
$554K 27,200 – –
OC
33
Oppenheimer & Co
New York
$515K 25,308 +259 +1%
BAM
34
Bruderman Asset Management
New York
$481K 23,613 +4,766 +25%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$469K 23,090 – –
CA
36
Cetera Advisors
Colorado
$408K 20,230 -793 -4%
SPC
37
Sigma Planning Corp
Michigan
$332K 16,290 -4,505 -22%
GWM
38
Geneos Wealth Management
Colorado
$315K 15,570 +15,570 New
ASN
39
Advisory Services Network
Georgia
$310K 15,257 +186 +1%
SIA
40
Sit Investment Associates
Minnesota
$305K 15,000 – –
CWM
41
Concert Wealth Management
California
$224K 11,045 – –
Creative Planning
42
Creative Planning
Kansas
$209K 10,294 +3,753 +57%
US Bancorp
43
US Bancorp
Minnesota
$207K 10,211 – –
VFS
44
VSR Financial Services
Kansas
$204K 10,000 – –
NEPWA
45
New England Private Wealth Advisors
Massachusetts
$204K 10,000 – –
MBT
46
Montecito Bank & Trust
California
$201K 9,865 +9,865 New
WA
47
WFG Advisors
Texas
$185K 9,077 -4,332 -32%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$148K 7,281 – –
SF
49
Synovus Financial
Georgia
$144K 7,037 +664 +10%
WT
50
Whittier Trust
California
$108K 5,328 – –
1
2
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