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First Trust Multi Cap Growth AlphaDEX Fund

49 hedge funds and large institutions have $118M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

19% more capital invested

Capital invested by funds: $99.2M → $118M (+$19M)

3.79% more ownership

Funds ownership: 44.83%48.62% (+3.8%)

0% more funds holding

Funds holding: 4949 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

Holders
49
Holders Change
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
19
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
26
Flaharty Asset Management
Florida
$768K -$326K -2,701 -29%
Osaic Holdings
27
Osaic Holdings
Arizona
$740K -$118K -976 -14%
Jane Street
28
Jane Street
New York
$608K +$620K +5,141 New
VWA
29
V Wealth Advisors
Kansas
$603K
WP
30
WealthPLAN Partners
Nebraska
$600K -$48.1K -399 -8%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$567K -$30.9K -256 -5%
Stifel Financial
32
Stifel Financial
Missouri
$473K +$2.65K +22 +0.6%
LS
33
Leelyn Smith
Illinois
$465K +$451K +3,738 +1,917%
HI
34
Harbour Investments
Wisconsin
$444K
WSTAM
35
Wilbanks Smith & Thomas Asset Management
Virginia
$438K
CA
36
Cetera Advisors
Colorado
$319K
IAIM
37
International Assets Investment Management
Florida
$316K
1SB
38
1ST Source Bank
Indiana
$266K -$31.6K -262 -10%
KA
39
Kovack Advisors
Florida
$227K +$232K +1,923 New
SWM
40
Spire Wealth Management
Virginia
$102K
RFWA
41
RPg Family Wealth Advisory
Massachusetts
$70.5K
CFGS
42
Concourse Financial Group Securities
Alabama
$46K -$603 -5 -1%
GWM
43
Geneos Wealth Management
Colorado
$40K -$38.6K -320 -48%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$40K -$121 -1 -0.3%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$27K
TCWM
46
Total Clarity Wealth Management
Illinois
$25K +$25.9K +215 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$14K
IWA
48
IBEX Wealth Advisors
New Jersey
$5K +$4.82K +40 New
SPIA
49
Steward Partners Investment Advisory
New York
$4K
Citadel Advisors
50
Citadel Advisors
Florida
-$958K -8,009 Closed

FAD Hedge Fund Activity: Q3 2021 in Review

49 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2021, worth a combined $118M — up 19% from $99.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FAD positions and 3 closed out — a net gain of 1 holder — while 15 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $7.58M. The largest seller was Susquehanna International Group, cutting an estimated $2.87M.

  • 49 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $118M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2021, up 19% quarter-over-quarter.
  • 4 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2021 and 3 closed out, a net change of +1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2021 was Morgan Stanley, an estimated $7.58M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2021 was Susquehanna International Group, an estimated $2.87M sold.

Based on aggregated 13F filings for Q3 2021.