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First Trust Multi Cap Growth AlphaDEX Fund
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Overview Fund Activity

49 hedge funds and large institutions have $118M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 3 closing their positions.

Holders
49
Holders Change
–
Holders Change %
0%
% of All Funds
0.86%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
15
Reduced
19
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$15M
2
LPL Financial
2
LPL Financial
California
$14M
3
Wells Fargo
3
Wells Fargo
California
$7.95M
4
Baird Financial Group
4
Baird Financial Group
Wisconsin
$3.55M
5
KAS
5
Kestra Advisory Services
Texas
$3.85M

Top Sellers

1
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.37M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$6.2M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
FAM
4
Flaharty Asset Management
Florida
$768K
5
Ameriprise
5
Ameriprise
Minnesota
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FAM
26
Flaharty Asset Management
Florida
$768K -$319K -2,701 -29%
Osaic Holdings
27
Osaic Holdings
Arizona
$740K -$116K -976 -14%
Jane Street
28
Jane Street
New York
$608K +$608K +5,141 New
VWA
29
V Wealth Advisors
Kansas
$603K – – –
WP
30
WealthPLAN Partners
Nebraska
$600K -$49.8K -399 -8%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$567K -$30.3K -256 -5%
Stifel Financial
32
Stifel Financial
Missouri
$473K +$2.6K +22 +0.6%
LS
33
Leelyn Smith
Illinois
$465K +$442K +3,738 +1,917%
HI
34
Harbour Investments
Wisconsin
$444K – – –
WSTAM
35
Wilbanks Smith & Thomas Asset Management
Virginia
$438K – – –
CA
36
Cetera Advisors
Colorado
$319K – – –
IAIM
37
International Assets Investment Management
Florida
$316K – – –
1SB
38
1ST Source Bank
Indiana
$266K -$31K -262 -10%
KA
39
Kovack Advisors
Florida
$227K +$227K +1,923 New
SWM
40
Spire Wealth Management
Virginia
$102K – – –
RFWA
41
RPg Family Wealth Advisory
Massachusetts
$70.5K – – –
CFGS
42
Concourse Financial Group Securities
Alabama
$46K -$585 -5 -1%
GWM
43
Geneos Wealth Management
Colorado
$40K -$37.3K -320 -48%
Fidelity Investments
44
Fidelity Investments
Massachusetts
$40K -$119 -1 -0.3%
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$27K – – –
TCWM
46
Total Clarity Wealth Management
Illinois
$25K +$25K +215 New
BFEC
47
Benjamin F. Edwards & Company
Missouri
$14K – – –
IWA
48
IBEX Wealth Advisors
New Jersey
$5K +$5K +40 New
SPIA
49
Steward Partners Investment Advisory
New York
$4K – – –
Citadel Advisors
50
Citadel Advisors
Florida
– -$958K -8,009 Closed
1
2
3