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First Trust Multi Cap Growth AlphaDEX Fund

49 hedge funds and large institutions have $99.2M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $94.3M → $99.2M (+$4.88M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.93% less ownership

Funds ownership: 45.76%44.83% (-0.93%)

4% less funds holding

Funds holding: 5149 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

25% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 20

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
15
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
26
UBS Group
Switzerland
$947K -$208K -1,850 -19%
Osaic Holdings
27
Osaic Holdings
Arizona
$863K -$907K -8,052 -53%
WP
28
WealthPLAN Partners
Nebraska
$629K
VWA
29
V Wealth Advisors
Kansas
$612K +$23.2K +206 +4%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$603K -$95.7K -850 -14%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$481K -$159K -1,412 -26%
Stifel Financial
32
Stifel Financial
Missouri
$476K -$16.6K -147 -4%
HI
33
Harbour Investments
Wisconsin
$449K
WSTAM
34
Wilbanks Smith & Thomas Asset Management
Virginia
$442K
CA
35
Cetera Advisors
Colorado
$323K +$14.1K +125 +5%
IAIM
36
International Assets Investment Management
Florida
$319K -$300K -2,668 -50%
1SB
37
1ST Source Bank
Indiana
$300K
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$245K
Ameriprise
39
Ameriprise
Minnesota
$201K +$190K +1,684 New
SWM
40
Spire Wealth Management
Virginia
$103K
GWM
41
Geneos Wealth Management
Colorado
$79K
RFWA
42
RPg Family Wealth Advisory
Massachusetts
$71.3K +$67.1K +596 New
CFGS
43
Concourse Financial Group Securities
Alabama
$48K
Fidelity Investments
44
Fidelity Investments
Massachusetts
$40K +$4.73K +42 +14%
Citigroup
45
Citigroup
New York
$36K -$33.8K -300 -50%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$27K
LS
47
Leelyn Smith
Illinois
$23K +$22K +195 New
BFEC
48
Benjamin F. Edwards & Company
Missouri
$14K
SPIA
49
Steward Partners Investment Advisory
New York
$4K -$225 -2 -6%
VFA
50
Voya Financial Advisors
Connecticut
-$584K -5,505 Closed

FAD Hedge Fund Activity: Q2 2021 in Review

49 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q2 2021, worth a combined $99.2M — up 5.2% from $94.3M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FAD and 3 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 15 added.

The largest buyer was Susquehanna International Group, adding an estimated $3.16M. The largest seller was LPL Financial, cutting an estimated $5.3M.

  • 49 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q2 2021, down from 51 in Q1 2021.
  • Funds reported $99.2M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q2 2021, up 5.2% quarter-over-quarter.
  • 3 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q2 2021 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q2 2021 was Susquehanna International Group, an estimated $3.16M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q2 2021 was LPL Financial, an estimated $5.3M sold.

Based on aggregated 13F filings for Q2 2021.