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First Trust Multi Cap Growth AlphaDEX Fund
FAD

Overview Fund Activity

51 hedge funds and large institutions have $94.3M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
0.9%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
9
Increased
15
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
$12.8M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.71M
3
Baird Financial Group
Baird Financial Group
Wisconsin
$1.24M
4
Citadel Advisors
Citadel Advisors
Florida
$968K
5
Osaic Holdings
Osaic Holdings
Arizona
$1.65M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$6.93M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$5.9M
3
IA
Insight Advisors
Pennsylvania
$0
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$4.07M
5
UBS Group
UBS Group
Switzerland
$1.06M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citadel Advisors
26
Citadel Advisors
Florida
$968K +$968K +8,940 New
CAN
27
Cetera Advisor Networks
California
$948K -$50K -461 -5%
Rockefeller Capital Management
28
Rockefeller Capital Management
New York
$839K -$4.44K -41 -0.5%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$639K -$20K -185 -3%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$589K +$298K +2,753 +103%
VFA
31
Voya Financial Advisors
Connecticut
$584K -$26.9K -254 -4%
WP
32
WealthPLAN Partners
Nebraska
$575K +$56.5K +512 +11%
IAIM
33
International Assets Investment Management
Florida
$566K +$283K +2,668 +100%
VWA
34
V Wealth Advisors
Kansas
$530K -$90.8K -838 -15%
Stifel Financial
35
Stifel Financial
Missouri
$447K +$42.3K +390 +10%
HI
36
Harbour Investments
Wisconsin
$407K +$407K +3,758 New
WSTAM
37
Wilbanks Smith & Thomas Asset Management
Virginia
$401K – – –
CA
38
Cetera Advisors
Colorado
$279K +$279K +2,575 New
1SB
39
1ST Source Bank
Indiana
$272K – – –
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$245K – – –
SWM
41
Spire Wealth Management
Virginia
$93K +$93K +860 New
GWM
42
Geneos Wealth Management
Colorado
$74K – – –
Citigroup
43
Citigroup
New York
$65K +$14.9K +138 +30%
CFGS
44
Concourse Financial Group Securities
Alabama
$43K -$1.3K -12 -3%
Fidelity Investments
45
Fidelity Investments
Massachusetts
$32K -$544 -5 -2%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$25K +$25K +227 New
TCWM
47
Total Clarity Wealth Management
Illinois
$23K +$23K +215 New
EP
48
Eudaimonia Partners
Tennessee
$19K +$19K +172 New
BFEC
49
Benjamin F. Edwards & Company
Missouri
$13K – – –
CAC
50
Certified Advisory Corp
Florida
$12K +$12K +114 New
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2
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