First Trust Multi Cap Growth AlphaDEX Fund
FAD
28 hedge funds and large institutions have $31.9M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 3 closing their positions.
225% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 4
50% more capital invested
Capital invested by funds: $21.2M → $31.9M (+$10.7M)
9.66% more ownership
Funds ownership: 27.58% → 37.24% (+9.7%)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
3% less funds holding
Funds holding: 29 → 28 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$5.72M |
| 2 |
Jane Street
New York
|
+$1.83M |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$1.72M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$1.35M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$1.15M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG Americas Securities
New York
|
-$421K |
| 2 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$279K |
| 3 |
IH
IFC Holdings
Tampa,
Florida
|
-$263K |
| 4 |
HFS
HL Financial Services
Louisville,
Kentucky
|
-$234K |
| 5 |
PFS
Prospera Financial Services
Dallas,
Texas
|
-$97.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AIG
26
American International Group
New York
| $20K | -$14K | -278 | -39% |
|
|
WEC
27
Winslow Evans & Crocker
Boston,
Massachusetts
| $18.9K | – | – | – |
|
|
28
SG Americas Securities
New York
| – | -$421K | -8,252 | Closed |
|
|
SPC
29
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$279K | -5,463 | Closed |
|
|
HFS
30
HL Financial Services
Louisville,
Kentucky
| – | -$234K | -4,577 | Closed |
|
FAD Hedge Fund Activity: Q3 2015 in Review
28 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q3 2015, worth a combined $31.9M — up 50% from $21.2M a quarter earlier.
Fund positioning in FAD was balanced in Q3 2015: 3 funds opened new positions, 3 closed out, 13 added to existing stakes and 4 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $5.72M. The largest seller was SG Americas Securities, exiting entirely with an estimated $421K sold.
- 28 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q3 2015, down from 29 in Q2 2015.
- Funds reported $31.9M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q3 2015, up 50% quarter-over-quarter.
- 3 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q3 2015 and 3 closed out, a net change of 0 holders.
- The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q3 2015 was Royal Bank of Canada, an estimated $5.72M added.
- The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q3 2015 was SG Americas Securities, an estimated $421K sold.
Based on aggregated 13F filings for Q3 2015.