Sigma Planning Corp’s First Trust Multi Cap Growth AlphaDEX Fund FAD Stock Holding History

Sigma Planning Corp’s Portfolio FAD Stock Details FAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-4,068	Closed	-$202K	–	721
2015 Q4	$202K	Buy	+4,068	New	+$203K	0.03%	604
2015 Q3	–	Sell	-5,463	Closed	-$279K	–	698
2015 Q2	$279K	Hold	5,463	–	–	0.04%	507
2015 Q1	$280K	Sell	5,463 -531	-9%	-$26.4K	0.04%	550
2014 Q4	$293K	Buy	+5,994	New	+$281K	0.04%	504

Other funds holding FAD

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Sigma Planning Corp's FAD Position: Q1 2016 in Review

Sigma Planning Corp sold out of First Trust Multi Cap Growth AlphaDEX Fund (FAD) in Q1 2016, closing a stake of 4,068 shares — an estimated $202K sold.

Sigma Planning Corp first reported a position in FAD in Q4 2014 and held it in 4 quarters. The position peaked at $293K in Q4 2014. 29 funds tracked by Wall St. Rank hold FAD as of Q1 2016.

Sigma Planning Corp reported no remaining First Trust Multi Cap Growth AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
Sigma Planning Corp sold 4,068 First Trust Multi Cap Growth AlphaDEX Fund shares in Q1 2016, an estimated $202K.
Sigma Planning Corp first reported a position in First Trust Multi Cap Growth AlphaDEX Fund in Q4 2014 and held it in 4 quarters.
Sigma Planning Corp's First Trust Multi Cap Growth AlphaDEX Fund position peaked at $293K in Q4 2014.
29 funds tracked by Wall St. Rank held First Trust Multi Cap Growth AlphaDEX Fund as of Q1 2016.

Based on Sigma Planning Corp's 13F filing for Q1 2016, filed 18 Apr 2016.