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First Trust Multi Cap Growth AlphaDEX Fund
FAD

99 hedge funds and large institutions have $261M invested in First Trust Multi Cap Growth AlphaDEX Fund in 2026 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 36 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

71% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 21

5% more funds holding

Funds holding: 94 → 99 (+5)

4% more capital invested

Capital invested by funds: $251M → $261M (+$10.3M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.87% less ownership

Funds ownership: 67.92% → 67.05% (-0.87%)

Holders
99
Holders Change
+5
Holders Change %
+5.32%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
16
Increased
36
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$12.1M
2
Wells Fargo
Wells Fargo
California
+$6.31M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.73M
4
KAS
Kestra Advisory Services
Texas
+$3.71M
5
BCA
Bay Colony Advisors
Massachusetts
+$2.26M

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$10.9M
2
Raymond James Financial
Raymond James Financial
Florida
-$7.46M
3
KWS
Keystone Wealth Services
California
-$6.55M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$1.31M
5
VF
Virtu Financial
New York
-$959K
Name Holding Trade Value Shares
Change 		Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$2.23M +$470K +2,837 +25%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$2.21M +$7.13K +43 +0.3%
WWA
28
WCG Wealth Advisors
Nevada
$2.18M +$48.9K +295 +2%
BCA
29
Bay Colony Advisors
Massachusetts
$2.17M +$2.26M +13,629 New
MOS
30
MGO One Seven
Ohio
$2.15M +$2.24M +13,526 New
Stifel Financial
31
Stifel Financial
Missouri
$2.08M +$67K +404 +3%
PWS
32
Proactive Wealth Strategies
Georgia
$1.7M +$885K +5,337 +100%
SFPG
33
Stonebridge Financial Planning Group
Florida
$1.67M +$18.7K +113 +1%
FTS
34
Fifth Third Securities
Ohio
$1.63M -$102K -614 -6%
6F
35
626 Financial
Michigan
$1.5M +$65.7K +396 +4%
SFGM
36
Stonebridge Financial Group (Missouri)
Missouri
$1.49M +$300K +1,807 +24%
JWCA
37
J.W. Cole Advisors
Florida
$1.38M +$1.44M +8,656 New
AIM
38
Advyzon Investment Management
Illinois
$1.37M +$80.4K +485 +6%
NWM
39
Nova Wealth Management
Florida
$1.04M +$99.2K +598 +10%
WH
40
Willner & Heller
California
$1.04M +$82.2K +496 +8%
CAC
41
Certified Advisory Corp
Florida
$1.03M +$57.9K +349 +6%
IA
42
IFP Advisors
Florida
$1.02M +$21.4K +129 +2%
GSWM
43
Golden State Wealth Management
California
$803K – – –
IFG
44
Independent Financial Group
California
$790K -$69.5K -419 -8%
AR
45
Apeiron RIA
Texas
$771K -$46.8K -282 -5%
TA
46
TrueWealth Advisors
Alabama
$751K +$783K +4,725 New
SA
47
Sanctuary Advisors
Indiana
$661K -$5.64K -34 -0.8%
GWP
48
Gateway Wealth Partners
Wisconsin
$546K +$207K +1,247 +57%
MFG
49
Merit Financial Group
Georgia
$533K +$556K +3,353 New
ACP
50
Aviance Capital Partners
Florida
$473K – – –
1
2
3 4 5

FAD Hedge Fund Activity: Q1 2026 in Review

99 of the 8,127 institutional investors tracked by Wall St. Rank reported a position in First Trust Multi Cap Growth AlphaDEX Fund (FAD) for Q1 2026, worth a combined $261M — up 4.1% from $251M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FAD positions and 8 closed out — a net gain of 8 holders — while 36 added to existing stakes and 21 trimmed.

The largest buyer was LPL Financial, adding an estimated $12.1M. The largest seller was Morgan Stanley, cutting an estimated $10.9M.

  • 99 institutional investors held First Trust Multi Cap Growth AlphaDEX Fund (FAD) as of Q1 2026, up from 94 in Q4 2025.
  • Funds reported $261M of First Trust Multi Cap Growth AlphaDEX Fund stock for Q1 2026, up 4.1% quarter-over-quarter.
  • 16 funds opened new First Trust Multi Cap Growth AlphaDEX Fund positions in Q1 2026 and 8 closed out, a net change of +8 holders.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund buyer in Q1 2026 was LPL Financial, an estimated $12.1M added.
  • The largest First Trust Multi Cap Growth AlphaDEX Fund seller in Q1 2026 was Morgan Stanley, an estimated $10.9M sold.

Based on aggregated 13F filings for Q1 2026.