ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

58 hedge funds and large institutions have $77.9M invested in Allspring Multi-Sector Income Fund in 2019 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
58
Holders Change
-8
Holders Change %
-12.12%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
20
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
Ameriprise
Minnesota
+$865K
2
AAM
Advisors Asset Management
Colorado
+$807K
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$464K
4
BFEC
Benjamin F. Edwards & Company
Missouri
+$405K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$333K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
-$1.34M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
-$1.31M
3
CRC
Curi RMB Capital
Illinois
-$1.29M
4
SCM
Saba Capital Management
New York
-$1.03M
5
SIA
Sit Investment Associates
Minnesota
-$871K
Name Holding Trade Value Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$587K +$45.8K +3,779 +8%
SFS
27
Shaker Financial Services
Virginia
$578K -$319K -26,344 -36%
UCI
28
Uncommon Cents Investing
Wisconsin
$467K – – –
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$464K +$464K +38,384 New
LPL Financial
30
LPL Financial
California
$413K – – –
AG
31
Advisor Group
Arizona
$350K -$9.19K -760 -3%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$337K +$17.6K +1,459 +6%
RJT
33
Raymond James Trust
Florida
$263K +$3.64K +300 +1%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$246K -$176K -14,579 -42%
SBIA
35
Sheaff Brock Investment Advisors
Indiana
$240K -$6.06K -500 -2%
Fiera Capital (Canada)
36
Fiera Capital (Canada)
Quebec, Canada
$182K -$24.8K -2,050 -12%
MML Investors Services
37
MML Investors Services
Massachusetts
$171K +$13.3K +1,096 +8%
WAM
38
Weiss Asset Management
Massachusetts
$154K -$424K -35,070 -73%
DAS
39
Dynamic Advisor Solutions
Arizona
$138K +$714 +59 +0.5%
HCM
40
Hollencrest Capital Management
California
$129K – – –
First Trust Advisors
41
First Trust Advisors
Illinois
$123K +$123K +10,138 New
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$121K -$1.47K -122 -1%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$62K +$18.2K +1,500 +42%
Wells Fargo
44
Wells Fargo
California
$61K -$300K -25,000 -83%
Citigroup
45
Citigroup
New York
$56K +$12.3K +1,016 +28%
QCIG
46
Quad-Cities Investment Group
Iowa
$30K +$574 +46 +2%
RIA
47
RPG Investment Advisory
California
$29K – – –
CFA
48
Carroll Financial Associates
North Carolina
$27K – – –
SSB
49
Sandy Spring Bank
Maryland
$20K – – –
FWM
50
Focused Wealth Management
New York
$18K – – –
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