Quad-Cities Investment Group’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Quad-Cities Investment Group’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-2,494	Closed	-$31K	–	311
2019 Q3	$31K	Buy	2,494 +44	+2%	+$548	0.03%	405
2019 Q2	$30K	Buy	2,450 +44	+2%	+$544	0.03%	421
2019 Q1	$30K	Buy	2,406 +46	+2%	+$550	0.03%	416
2018 Q4	$26K	Buy	2,360 +41	+2%	+$474	0.03%	431
2018 Q3	$29K	Sell	2,319 -2,264	-49%	-$28.3K	0.03%	451
2018 Q2	$58K	Buy	+4,583	New	+$58.9K	0.05%	317

Other funds holding ERC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $2B AUM 34.81% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Quad-Cities Investment Group's ERC Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of Allspring Multi-Sector Income Fund (ERC) in Q4 2019, closing a stake of 2,494 shares — an estimated $31K sold.

Quad-Cities Investment Group first reported a position in ERC in Q2 2018 and held it in 6 quarters. The position peaked at $58K in Q2 2018. 56 funds tracked by Wall St. Rank hold ERC as of Q4 2019.

Quad-Cities Investment Group reported no remaining Allspring Multi-Sector Income Fund position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 2,494 Allspring Multi-Sector Income Fund shares in Q4 2019, an estimated $31K.
Quad-Cities Investment Group first reported a position in Allspring Multi-Sector Income Fund in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's Allspring Multi-Sector Income Fund position peaked at $58K in Q2 2018.
56 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.