ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

66 hedge funds and large institutions have $79.9M invested in Allspring Multi-Sector Income Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
19
Reduced
17
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.82M
2
Ameriprise
Ameriprise
Minnesota
+$2.14M
3
Morgan Stanley
Morgan Stanley
New York
+$1.58M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.31M
5
WAM
Wolverine Asset Management
Illinois
+$1.13M

Top Sellers

1
Stifel Financial
Stifel Financial
Missouri
-$2.07M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.88M
3
PPA
Parametric Portfolio Associates
Washington
-$1.76M
4
NMC
Nine Masts Capital
Hong Kong
-$1.23M
5
Invesco
Invesco
Georgia
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
SAM
26
Selway Asset Management
$877K -$16.9K -1,520 -2%
SFS
27
Shaker Financial Services
Virginia
$822K +$288K +25,981 +54%
CCP
28
Clough Capital Partners
Massachusetts
$785K -$222K -20,064 -22%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$616K +$616K +55,503 New
PPA
30
Parametric Portfolio Associates
Washington
$582K -$1.76M -158,503 -75%
WAM
31
Weiss Asset Management
Massachusetts
$530K +$530K +47,813 New
Northwestern Mutual Wealth Management
32
Northwestern Mutual Wealth Management
Wisconsin
$496K +$181K +16,336 +58%
RCM
33
Rivernorth Capital Management
Florida
$456K +$456K +41,499 New
UCI
34
Uncommon Cents Investing
Wisconsin
$428K – – –
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$387K +$36.2K +3,270 +10%
LPL Financial
36
LPL Financial
California
$378K -$7.65K -690 -2%
Wells Fargo
37
Wells Fargo
California
$333K +$321K +28,953 +2,580%
AG
38
Advisor Group
Arizona
$329K +$2.37K +214 +0.7%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$293K – – –
AA
40
AQR Arbitrage
Connecticut
$260K +$260K +23,423 New
RJT
41
Raymond James Trust
Florida
$237K -$63.6K -5,743 -21%
SBIA
42
Sheaff Brock Investment Advisors
Indiana
$225K – – –
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$189K +$9.07K +820 +5%
OC
44
Oppenheimer & Co
New York
$144K – – –
MML Investors Services
45
MML Investors Services
Massachusetts
$144K +$16.7K +1,512 +13%
DAS
46
Dynamic Advisor Solutions
Arizona
$133K +$133K +11,344 New
COLIM
47
City of London Investment Management
United Kingdom
$124K – – –
HCM
48
Hollencrest Capital Management
California
$118K – – –
Susquehanna International Group
49
Susquehanna International Group
Pennsylvania
$117K -$113K -10,195 -49%
TJHA
50
Thomas J. Herzfeld Advisors
Florida
$112K – – –
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