ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

54 hedge funds and large institutions have $95.6M invested in Allspring Multi-Sector Income Fund in 2018 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
54
Holders Change
+2
Holders Change %
+3.85%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BlackRock
BlackRock
New York
+$2.13M
2
Stifel Financial
Stifel Financial
Missouri
+$1.97M
3
UBS Group
UBS Group
Switzerland
+$764K
4
CWM
Cornerstone Wealth Management
Missouri
+$676K
5
GC
Guggenheim Capital
Illinois
+$628K

Top Sellers

1
LCM
Laurion Capital Management
New York
-$6.69M
2
SIA
Sit Investment Associates
Minnesota
-$4.15M
3
PPA
Parametric Portfolio Associates
Washington
-$2.08M
4
Kovitz Investment Group Partners
Kovitz Investment Group Partners
Illinois
-$935K
5
AAM
Advisors Asset Management
Colorado
-$816K
Name Holding Trade Value Shares
Change 		Shares
Change %
UCI
26
Uncommon Cents Investing
Wisconsin
$482K – – –
LPL Financial
27
LPL Financial
California
$443K -$11.9K -950 -3%
Millennium Management
28
Millennium Management
New York
$422K -$495K -39,667 -54%
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$352K – – –
RJT
30
Raymond James Trust
Florida
$335K – – –
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$332K -$3.17K -254 -0.9%
AG
32
Advisor Group
Arizona
$331K -$14.9K -1,195 -4%
SBIA
33
Sheaff Brock Investment Advisors
Indiana
$254K – – –
NMC
34
Nine Masts Capital
Hong Kong
$252K +$252K +20,200 New
AAM
35
Advisors Asset Management
Colorado
$248K -$816K -65,451 -77%
SFS
36
Shaker Financial Services
Virginia
$193K +$193K +15,500 New
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$169K +$16.8K +1,341 +11%
OC
38
Oppenheimer & Co
New York
$162K – – –
COLIM
39
City of London Investment Management
United Kingdom
$140K – – –
HCM
40
Hollencrest Capital Management
California
$133K – – –
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$129K -$7.49K -600 -5%
QCIG
42
Quad-Cities Investment Group
Iowa
$58K +$58K +4,583 New
APA
43
American Portfolios Advisors
New York
$48.8K – – –
SPIA
44
Steward Partners Investment Advisory
New York
$37K – – –
Citigroup
45
Citigroup
New York
$30K -$792 -63 -3%
CFA
46
Carroll Financial Associates
North Carolina
$27K – – –
Wells Fargo
47
Wells Fargo
California
$26K -$3.37K -272 -11%
SSB
48
Sandy Spring Bank
Maryland
$21K – – –
FWM
49
Focused Wealth Management
New York
$19K – – –
CF
50
Centaurus Financial
California
$19K +$19K +1,525 New
1
2
3