ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

57 hedge funds and large institutions have $153M invested in Allspring Multi-Sector Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.42%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
24
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$12.9M
2
SFS
2
Shaker Financial Services
Virginia
$1.79M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.07M
4
PPA
4
Parametric Portfolio Associates
Washington
$10.6M
5
Millennium Management
5
Millennium Management
New York
$677K

Top Sellers

1
SCM
1
Saba Capital Management
New York
$14.7M
2
SIA
2
Sit Investment Associates
Minnesota
$22.2M
3
RCM
3
Rivernorth Capital Management
Florida
$1.48M
4
Invesco
4
Invesco
Georgia
$8.67M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$973K +$572K +42,627 +143%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$971K +$201K +15,007 +26%
GC
28
Guggenheim Capital
Illinois
$713K +$324K +24,115 +83%
Millennium Management
29
Millennium Management
New York
$677K +$677K +50,427 New
DA
30
Doliver Advisors
Texas
$665K +$421K +31,379 +173%
AA
31
Ancora Advisors
Ohio
$596K -$35.5K -2,640 -6%
SI
32
SII Investments
Wisconsin
$515K – – –
ACP
33
Aviance Capital Partners
Florida
$491K +$3.72K +277 +0.8%
CCP
34
Clough Capital Partners
Massachusetts
$489K +$489K +36,445 New
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$371K -$29.6K -2,210 -7%
RJT
36
Raymond James Trust
Florida
$371K +$43.2K +3,218 +13%
LPL Financial
37
LPL Financial
California
$332K – – –
AG
38
Advisor Group
Arizona
$318K +$33.8K +2,515 +12%
CAS
39
Cue Advisory Services
Arizona
$292K -$6.34K -473 -2%
COLIM
40
City of London Investment Management
United Kingdom
$244K – – –
OC
41
Oppenheimer & Co
New York
$182K – – –
Fiera Capital (Canada)
42
Fiera Capital (Canada)
Quebec, Canada
$165K – – –
CRC
43
Curi RMB Capital
Illinois
$165K +$24.6K +1,837 +18%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$157K +$6.7K +500 +4%
HCM
45
Hollencrest Capital Management
California
$143K -$16.3K -1,215 -10%
First Trust Advisors
46
First Trust Advisors
Illinois
$142K +$142K +10,584 New
IA
47
IFP Advisors
Florida
$50K -$73.6K -5,480 -60%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$42K – – –
SPIA
49
Steward Partners Investment Advisory
New York
$38K +$38K +2,835 New
Wells Fargo
50
Wells Fargo
California
$31K -$15.3K -1,171 -33%
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2
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