ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

57 hedge funds and large institutions have $198M invested in Allspring Multi-Sector Income Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-5
Holders Change %
-8.06%
% of All Funds
1.52%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
17
Reduced
22
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$70.5M
2
SIA
2
Sit Investment Associates
Minnesota
$24.8M
3
IA
3
Icon Advisers
Colorado
$2.28M
4
RCM
4
Rivernorth Capital Management
Florida
$18.1M
5
FFA
5
First Foundation Advisors
California
$1.99M

Top Sellers

1
PPA
1
Parametric Portfolio Associates
Washington
$0
2
FIMG
2
Financial & Investment Management Group
Michigan
$1.49M
3
VIA
3
Vident Investment Advisory
Georgia
$2.52M
4
LCM
4
Laurion Capital Management
New York
$3.07M
5
AA
5
AQR Arbitrage
Connecticut
$616K
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$981K -$65.3K -5,164 -6%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$817K +$173K +13,691 +27%
CAS
28
Cue Advisory Services
Arizona
$787K +$43.4K +3,435 +6%
State of New Jersey Common Pension Fund D
29
State of New Jersey Common Pension Fund D
New Jersey
$759K – – –
GC
30
Guggenheim Capital
Illinois
$653K -$45K -3,564 -6%
AA
31
AQR Arbitrage
Connecticut
$616K -$1.12M -88,869 -65%
LPL Financial
32
LPL Financial
California
$610K -$343K -27,159 -36%
AAM
33
Advisors Asset Management
Colorado
$610K +$191K +15,072 +45%
SI
34
SII Investments
Wisconsin
$494K – – –
RJFSA
35
Raymond James Financial Services Advisors
Florida
$461K -$28.8K -2,276 -6%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$441K -$21.5K -1,700 -5%
COLIM
37
City of London Investment Management
United Kingdom
$416K -$1.03M -81,871 -71%
RJT
38
Raymond James Trust
Florida
$382K -$2.58K -204 -0.7%
ACP
39
Aviance Capital Partners
Florida
$334K +$71.7K +5,672 +27%
VKH
40
Virtu KCG Holdings
New York
$255K -$196K -15,490 -43%
AA
41
Ancora Advisors
Ohio
$240K -$537K -42,500 -69%
AG
42
Advisor Group
Arizona
$222K +$222K +17,641 New
Wells Fargo
43
Wells Fargo
California
$187K +$141K +11,151 +305%
HCM
44
Hollencrest Capital Management
California
$181K – – –
ICAS
45
Investors Capital Advisory Services
Massachusetts
$169K – – –
IA
46
IFP Advisors
Florida
$108K +$108K +8,506 New
WEC
47
Winslow Evans & Crocker
Massachusetts
$60.1K +$13 +1 +0%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$40K +$204 +16 +0.5%
SSB
49
Sandy Spring Bank
Maryland
$32K – – –
CFA
50
Carroll Financial Associates
North Carolina
$28K – – –
1
2
3