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ERC

Allspring Multi-Sector Income Fund

62 hedge funds and large institutions have $191M invested in Allspring Multi-Sector Income Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $168M → $191M (+$23.5M)

2.83% more ownership

Funds ownership: 35.21%38.05% (+2.8%)

5% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 22

11% less funds holding

Funds holding: 7062 (-8)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 14

Holders
62
Holders Change
-8
Holders Change %
-11.43%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
21
Reduced
22
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
YMRC
26
Yorktown Management & Research Company
Virginia
$1.01M
Stifel Financial
27
Stifel Financial
Missouri
$1.01M +$154K +13,572 +20%
LPL Financial
28
LPL Financial
California
$908K +$16.8K +1,479 +2%
BA
29
BlackRock Advisors
Delaware
$869K
AA
30
Ancora Advisors
Ohio
$752K -$714K -63,000 -51%
State of New Jersey Common Pension Fund D
31
State of New Jersey Common Pension Fund D
New Jersey
$733K +$680K +60,000 New
CAS
32
Cue Advisory Services
Arizona
$719K -$134K -11,830 -17%
GC
33
Guggenheim Capital
Illinois
$675K +$80.9K +7,142 +15%
CRC
34
Curi RMB Capital
Illinois
$660K +$32.6K +2,873 +6%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$621K +$231K +20,398 +67%
SI
36
SII Investments
Wisconsin
$479K
RJFSA
37
Raymond James Financial Services Advisors
Florida
$473K -$421K -37,128 -49%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$447K -$68K -6,000 -14%
VKH
39
Virtu KCG Holdings
New York
$436K -$46.3K -4,082 -10%
AAM
40
Advisors Asset Management
Colorado
$405K -$17.4K -1,539 -4%
RJT
41
Raymond James Trust
Florida
$372K -$17K -1,500 -5%
ACP
42
Aviance Capital Partners
Florida
$254K +$235K +20,748 New
AIG
43
American International Group
New York
$229K +$12K +1,063 +6%
HCM
44
Hollencrest Capital Management
California
$176K
ICAS
45
Investors Capital Advisory Services
Massachusetts
$163K
Goldman Sachs
46
Goldman Sachs
New York
$145K -$159 -14 -0.1%
WEC
47
Winslow Evans & Crocker
Massachusetts
$58K -$11 -1 -0%
Wells Fargo
48
Wells Fargo
California
$44K -$4.99K -440 -11%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$38K +$204 +18 +0.6%
SSB
50
Sandy Spring Bank
Maryland
$31K

ERC Hedge Fund Activity: Q1 2016 in Review

62 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Allspring Multi-Sector Income Fund (ERC) for Q1 2016, worth a combined $191M — up 14% from $168M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of ERC and 7 opened new positions — a net loss of 7 holders — while 22 trimmed existing stakes and 21 added.

The largest buyer was Saba Capital Management, adding an estimated $15.4M. The largest seller was Financial & Investment Management Group, cutting an estimated $5.05M.

  • 62 institutional investors held Allspring Multi-Sector Income Fund (ERC) as of Q1 2016, down from 70 in Q4 2015.
  • Funds reported $191M of Allspring Multi-Sector Income Fund stock for Q1 2016, up 14% quarter-over-quarter.
  • 7 funds opened new Allspring Multi-Sector Income Fund positions in Q1 2016 and 14 closed out, a net change of -7 holders.
  • The largest Allspring Multi-Sector Income Fund buyer in Q1 2016 was Saba Capital Management, an estimated $15.4M added.
  • The largest Allspring Multi-Sector Income Fund seller in Q1 2016 was Financial & Investment Management Group, an estimated $5.05M sold.

Based on aggregated 13F filings for Q1 2016.