ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

62 hedge funds and large institutions have $191M invested in Allspring Multi-Sector Income Fund in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-8
Holders Change %
-11.43%
% of All Funds
1.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
21
Reduced
22
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$16.6M
2
UBS Group
UBS Group
Switzerland
+$3.16M
3
LCM
Laurion Capital Management
New York
+$2.73M
4
DIS
Diversified Investment Strategies
Louisiana
+$1.08M
5
PPA
Parametric Portfolio Associates
Washington
+$982K

Top Sellers

1
FIMG
Financial & Investment Management Group
Michigan
-$5.44M
2
LCM
Landscape Capital Management
New Jersey
-$2.46M
3
WAM
Wolverine Asset Management
Illinois
-$1.81M
4
MIG
Mariner Investment Group
New York
-$826K
5
MC
Matisse Capital
Oregon
-$771K
Name Holding Trade Value Shares
Change 		Shares
Change %
YMRC
26
Yorktown Management & Research Company
Virginia
$1.01M – – –
Stifel Financial
27
Stifel Financial
Missouri
$1.01M +$166K +13,572 +20%
LPL Financial
28
LPL Financial
California
$908K +$17.8K +1,479 +2%
BA
29
BlackRock Advisors
Delaware
$869K – – –
AA
30
Ancora Advisors
Ohio
$752K -$770K -63,000 -51%
State of New Jersey Common Pension Fund D
31
State of New Jersey Common Pension Fund D
New Jersey
$733K +$733K +60,000 New
CAS
32
Cue Advisory Services
Arizona
$719K -$145K -11,830 -17%
GC
33
Guggenheim Capital
Illinois
$675K +$87.3K +7,142 +15%
CRC
34
Curi RMB Capital
Illinois
$660K +$35.1K +2,873 +6%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$621K +$249K +20,398 +67%
SI
36
SII Investments
Wisconsin
$479K – – –
RJFSA
37
Raymond James Financial Services Advisors
Florida
$473K -$454K -37,128 -49%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$447K -$73.4K -6,000 -14%
VKH
39
Virtu KCG Holdings
New York
$436K -$49.9K -4,082 -10%
AAM
40
Advisors Asset Management
Colorado
$405K -$18.8K -1,539 -4%
RJT
41
Raymond James Trust
Florida
$372K -$18.4K -1,500 -5%
ACP
42
Aviance Capital Partners
Florida
$254K +$254K +20,748 New
AIG
43
American International Group
New York
$229K +$13K +1,063 +6%
HCM
44
Hollencrest Capital Management
California
$176K – – –
ICAS
45
Investors Capital Advisory Services
Massachusetts
$163K – – –
Goldman Sachs
46
Goldman Sachs
New York
$145K -$172 -14 -0.1%
WEC
47
Winslow Evans & Crocker
Massachusetts
$58K -$12 -1 -0%
Wells Fargo
48
Wells Fargo
California
$44K -$5.3K -440 -11%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$38K +$219 +18 +0.6%
SSB
50
Sandy Spring Bank
Maryland
$31K – – –
1
2
3