ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

70 hedge funds and large institutions have $168M invested in Allspring Multi-Sector Income Fund in 2015 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+6
Holders Change %
+9.38%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
11
Increased
26
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
$41.3M
2
NL
NWAM LLC
Washington
$4.03M
3
Citigroup
Citigroup
New York
$4.15M
4
LCM
Landscape Capital Management
New Jersey
$3.26M
5
KIG
Kovitz Investment Group
Illinois
$1.5M

Top Sellers

1
DA
Doliver Advisors
Texas
$0
2
UBS Group
UBS Group
Switzerland
$7.18M
3
CRC
Curi RMB Capital
Illinois
$579K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$2.72M
5
Bank of America
Bank of America
North Carolina
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
Deutsche Bank
26
Deutsche Bank
Germany
$1.13M – – –
YMRC
27
Yorktown Management & Research Company
Virginia
$940K – – –
COLIM
28
City of London Investment Management
United Kingdom
$937K – – –
RJFSA
29
Raymond James Financial Services Advisors
Florida
$858K +$184K +16,255 +27%
LPL Financial
30
LPL Financial
California
$857K +$383K +33,066 +81%
MIG
31
Mariner Investment Group
New York
$826K – – –
BA
32
BlackRock Advisors
Delaware
$805K – – –
CAS
33
Cue Advisory Services
Arizona
$800K -$132K -11,650 -14%
Stifel Financial
34
Stifel Financial
Missouri
$783K +$118K +10,452 +18%
MC
35
Matisse Capital
Oregon
$771K +$771K +68,153 New
CRC
36
Curi RMB Capital
Illinois
$579K -$924K -81,564 -61%
GC
37
Guggenheim Capital
Illinois
$544K -$293K -25,897 -35%
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$482K +$193K +17,000 +67%
SFS
39
Shaker Financial Services
Virginia
$458K +$51.6K +4,556 +13%
SI
40
SII Investments
Wisconsin
$450K – – –
VKH
41
Virtu KCG Holdings
New York
$450K +$206K +18,162 +84%
SG Americas Securities
42
SG Americas Securities
New York
$426K +$426K +37,649 New
Susquehanna International Group
43
Susquehanna International Group
Pennsylvania
$421K +$21.5K +1,900 +5%
AAM
44
Advisors Asset Management
Colorado
$393K +$1.04K +92 +0.3%
WAM
45
Weiss Asset Management
Massachusetts
$387K +$387K +34,213 New
RJT
46
Raymond James Trust
Florida
$361K +$116K +10,230 +47%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$345K +$38.7K +3,419 +13%
RCM
48
Robinson Capital Management
Michigan
$245K +$245K +21,605 New
AIG
49
American International Group
New York
$200K +$3.06K +270 +2%
HCM
50
Hollencrest Capital Management
California
$162K – – –
1
2
3