Deutsche Bank’s Allspring Multi-Sector Income Fund ERC Stock Holding History

Deutsche Bank’s Portfolio ERC Stock Details ERC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-79,535	Closed	-$1.01M	–	4990
2016 Q2	$1.01M	Sell	79,535 -20,000	-20%	-$247K	﹤0.01%	2879
2016 Q1	$1.22M	Hold	99,535	–	–	﹤0.01%	2697
2015 Q4	$1.13M	Hold	99,535	–	–	﹤0.01%	2794
2015 Q3	$1.13M	Buy	+99,535	New	+$1.21M	﹤0.01%	2863

Other funds holding ERC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

NWAM LLC Mercer Island, Washington $1.74B AUM 32.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank's ERC Position: Q3 2016 in Review

Deutsche Bank sold out of Allspring Multi-Sector Income Fund (ERC) in Q3 2016, closing a stake of 79,535 shares — an estimated $1.01M sold.

Deutsche Bank first reported a position in ERC in Q3 2015 and held it in 4 quarters. The position peaked at $1.22M in Q1 2016. 60 funds tracked by Wall St. Rank hold ERC as of Q3 2016.

Deutsche Bank reported no remaining Allspring Multi-Sector Income Fund position as of Q3 2016 after selling out during the quarter.
Deutsche Bank sold 79,535 Allspring Multi-Sector Income Fund shares in Q3 2016, an estimated $1.01M.
Deutsche Bank first reported a position in Allspring Multi-Sector Income Fund in Q3 2015 and held it in 4 quarters.
Deutsche Bank's Allspring Multi-Sector Income Fund position peaked at $1.22M in Q1 2016.
60 funds tracked by Wall St. Rank held Allspring Multi-Sector Income Fund as of Q3 2016.

Based on Deutsche Bank's 13F filing for Q3 2016, filed 14 Nov 2016.