ERC

Allspring Multi-Sector Income Fund
ERC

Overview Fund Activity

57 hedge funds and large institutions have $141M invested in Allspring Multi-Sector Income Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 30 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.54%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
30
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$22.1M
2
SIA
2
Sit Investment Associates
Minnesota
$10.6M
3
RCM
3
Rivernorth Capital Management
Florida
$12.9M
4
AA
4
Ancora Advisors
Ohio
$1.49M
5
VIA
5
Vident Investment Advisory
Georgia
$1.48M

Top Sellers

1
Invesco
1
Invesco
Georgia
$7.39M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Citigroup
3
Citigroup
New York
$2.33M
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$4.85M
5
KSCM
5
Kamunting Street Capital Management
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
YMRC
26
Yorktown Management & Research Company
Virginia
$1.05M +$127K +10,000 +14%
COLIM
27
City of London Investment Management
United Kingdom
$1.04M – – –
GC
28
Guggenheim Capital
Illinois
$1.01M -$411K -32,493 -29%
BA
29
BlackRock Advisors
Delaware
$900K +$582K +45,993 +183%
PVWM
30
Point View Wealth Management
New Jersey
$894K +$566K +44,687 +172%
Stifel Financial
31
Stifel Financial
Missouri
$809K +$425K +33,580 +111%
LPL Financial
32
LPL Financial
California
$616K -$52.7K -4,104 -8%
SI
33
SII Investments
Wisconsin
$494K – – –
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$446K – – –
AAM
35
Advisors Asset Management
Colorado
$437K +$185K +14,585 +73%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$420K +$82.5K +6,515 +24%
Goldman Sachs
37
Goldman Sachs
New York
$417K +$173K +13,659 +71%
PAM
38
Panagora Asset Management
Massachusetts
$415K +$394K +31,088 +1,872%
CRC
39
Curi RMB Capital
Illinois
$370K +$370K +29,249 New
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$345K -$63 -5 -0%
AIG
41
American International Group
New York
$250K +$8.06K +637 +3%
FFA
42
First Foundation Advisors
California
$212K -$88.3K -6,970 -29%
OA
43
Oxbow Advisors
Texas
$206K – – –
ICAS
44
Investors Capital Advisory Services
Massachusetts
$192K +$505 +40 +0.3%
HCM
45
Hollencrest Capital Management
California
$181K – – –
SGCA
46
Steel Grove Capital Advisors
Tennessee
$137K +$137K +10,830 New
WEC
47
Winslow Evans & Crocker
Massachusetts
$78.5K +$380 +30 +0.5%
SSB
48
Sandy Spring Bank
Maryland
$63K – – –
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$39K +$267 +21 +0.7%
Wells Fargo
50
Wells Fargo
California
$36K +$9.25K +726 +35%
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